Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1721 to 1730 of 2126 search results for occasional papers.

  1. CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements

    Consultation papers Published: 23/07/2014 Last modified: 15/01/2015
    Consultation papers First published:. 23/07/2014. Last updated: 15/01/2015. Share page. ... Consultation paper 14/12.

  2. FCA proposes stronger requirements on oversight of appointed representatives

    Press Releases Published: 03/12/2021 Last modified: 03/12/2021
    FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

  3. CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18

    Consultation papers Published: 16/01/2017 Last modified: 14/02/2017
    In a joint consultation with the Prudential Regulation Authority (PRA), we are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS).

  4. FCA requests further information about overdraft pricing from firms

    Statements Published: 28/01/2020 Last modified: 28/01/2020
    Over the past few days there has been significant comment about many headline overdraft rates

  5. Implementation of the Enforcement Review and the Green Report: PS17/1

    Policy statements Published: 01/02/2017 Last modified: 01/02/2017
    We are reporting on the main issues arising from Consultation Paper 16/10: Proposed Implementation of the Enforcement Review and the Green Report, and publishing final amendments to the FCA’s Glossary, the Decision Procedure and Penalties manual

  6. TR14/13 - Best execution and payment for order flow

    Thematic reviews Published: 31/07/2014 Last modified: 31/07/2014
    This paper presents our findings from the review of best execution and payment for order flow (PFOF).

  7. FCA proposes new premium listing category for sovereign-controlled companies

    Press Releases Published: 13/07/2017 Last modified: 13/07/2017
    The Financial Conduct Authority (FCA) has today launched a consultation on proposals to create a new category within its premium listing regime to cater for companies controlled by a shareholder that is a sovereign country.

  8. How to complete checklists and cross-reference lists

    Markets Published: 04/05/2016 Last modified: 09/01/2023
    Instructions to help issuers, sponsors and advisers fill out checklists or cross-reference lists.

  9. FCA launches discussion on improving the financial services compensation framework

    Press Releases Published: 06/12/2021 Last modified: 06/12/2021
    FCA seeks views on fundamental questions about the purpose, scope and funding of it's compensation framework

  10. FSA publishes consultation on framework for the consumer credit regime

    Press Releases Published: 06/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has published its consultation on how it plans to introduce a strong and flexible regime to regulate consumer credit. The regime is tailored to address the risks that face consumers without putting undue
Related topics