Search results
Showing 1731 to 1740 of 2126 search results for occasional papers.
-
Effective compliance with the Market Abuse Regulation – a state of mind
However, it also applies to our on-going monitoring of issuers’ disclosures and occasional intervention to ensure that issuing firms are placing the correct information in the public domain, through the -
FCA to consult on new measures for cash savings account holders
Part I: Feedback on proposed remedies - Part II: Consultation paper. -
CP18/34: Regulatory fees and levies: policy proposals for 2019/20
This paper sets out our proposed policy changes to the way that we will raise FCA fees from 2019/20. It is part of our annual cycle of consultation on fees. -
PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/3 (General Insurance Add-ons Market Study – Proposed Remedies: Banning opt-out selling across financial services and supporting informed decision-making for -
TR15/4: Governance over mortgage lending strategies
This paper reports findings from our thematic review on governance over mortgage-lending strategies. ... This paper will primarily be of interest to regulated mortgage lenders but, as the focus is on forward strategy, it could be of interest to all firms. -
FCA becomes AML and CTF supervisor of UK cryptoasset activities
FCA becomes AML and CTF supervisor of UK cryptoasset activities -
The Financial Conduct Authority seeks views on its approach to small businesses
In addition to asking whether access should be extended, the FCA paper seeks views on whether the amount of redress the ombudsman can order financial services firms to pay should be ... Those with views or evidence to share following the publication of -
PS22/15: Improving outcomes in non-workplace pensions
The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions. -
Implementation group on changes to deliver switching options for mortgage prisoners
The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms. -
FCA proposes new rules on dealing commission for investment managers
The Financial Conduct Authority (FCA) has today proposed improvements to the rules and new guidance over investment managers’ use of client commissions. These changes will ensure that charges paid by consumers for executing trades and related