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Showing 1751 to 1760 of 2126 search results for occasional papers.
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FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
FSA - PS13/3 Making temporary product intervention rules
In this paper, we outline the process that the FCA will use to make temporary product intervention rules (TPIRs). -
FCA confirms greater access for SMEs to the Financial Ombudsman Service
The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs). -
FCA sets out options for measuring value of general insurance products
The discussion paper proposes a number of measures that could be published by the FCA to improve transparency and increase value across the entire general insurance market. ... We believe the options set out in the paper will boost competition between -
FCA proposes an end to opt-out selling of insurance add-ons
The consultation period ends on 25 June 2015. Consultation paper: CP15/13: General Insurance Add-ons Market Study – Proposed Remedies: banning opt-out selling and supporting informed decision-making for -
CP15/5: Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms
Consultation papers First published:. 23/02/2015. Last updated: 14/09/2015. Share page. ... This paper affects relevant authorised persons and Solvency II firms. This paper does not affect insurance firms that are not subject to the Solvency II directive -
The UK listing regime - developments since the UK Listings Review and next steps for reform
Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum. -
FSA confirms start of full review of interest rate swap mis-selling
The Financial Services Authority (FSA) has confirmed that Barclays, HSBC, Lloyds and RBS will start the full review of their sales of interest rate hedging products (IRHPs) to small businesses. In June last year, the FSA announced that it had found -
Financial counterparties: EMIR timely confirmation and bilateral risk mitigation
See common challenges and successes for financial counterparties in complying with the timely confirmation and bilateral risk mitigation requirements. -
CP13/7: Changes to the Listing Rules resulting from new regulations being implemented by BIS
This paper sets out our proposed changes to the Listing Rules in response to new Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations. ... This paper will interest:. UK and overseas premium listed issuers or issuers