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Showing 1751 to 1760 of 2126 search results for occasional papers.

  1. FCA response to the independent panels’ annual reports

    Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
    In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.
  2. FSA - PS13/3 Making temporary product intervention rules

    Policy statements Published: 25/03/2013 Last modified: 07/02/2022
    In this paper, we outline the process that the FCA will use to make temporary product intervention rules (TPIRs).
  3. FCA confirms greater access for SMEs to the Financial Ombudsman Service

    Press Releases Published: 16/10/2018 Last modified: 16/10/2018
    The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs).
  4. FCA sets out options for measuring value of general insurance products

    Press Releases Published: 24/06/2015 Last modified: 24/06/2015
    The discussion paper proposes a number of measures that could be published by the FCA to improve transparency and increase value across the entire general insurance market. ... We believe the options set out in the paper will boost competition between
  5. FCA proposes an end to opt-out selling of insurance add-ons

    Press Releases Published: 25/03/2015 Last modified: 25/03/2015
    The consultation period ends on 25 June 2015. Consultation paper: CP15/13: General Insurance Add-ons Market Study – Proposed Remedies: banning opt-out selling and supporting informed decision-making for
  6. CP15/5: Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms

    Consultation papers Published: 23/02/2015 Last modified: 14/09/2015
    Consultation papers First published:. 23/02/2015. Last updated: 14/09/2015. Share page. ... This paper affects relevant authorised persons and Solvency II firms. This paper does not affect insurance firms that are not subject to the Solvency II directive
  7. The UK listing regime - developments since the UK Listings Review and next steps for reform

    Speeches Published: 06/02/2024 Last modified: 06/02/2024
    Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.
  8. FSA confirms start of full review of interest rate swap mis-selling

    Press Releases Published: 31/01/2013 Last modified: 15/05/2013
    The Financial Services Authority (FSA) has confirmed that Barclays, HSBC, Lloyds and RBS will start the full review of their sales of interest rate hedging products (IRHPs) to small businesses. In June last year, the FSA announced that it had found
  9. Financial counterparties: EMIR timely confirmation and bilateral risk mitigation

    Markets policy Published: 27/07/2016 Last modified: 11/01/2023
    See common challenges and successes for financial counterparties in complying with the timely confirmation and bilateral risk mitigation requirements.
  10. CP13/7: Changes to the Listing Rules resulting from new regulations being implemented by BIS

    Consultation papers Published: 28/08/2013 Last modified: 30/08/2015
    This paper sets out our proposed changes to the Listing Rules in response to new Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations. ... This paper will interest:. UK and overseas premium listed issuers or issuers