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Showing 1761 to 1770 of 2126 search results for occasional papers.

  1. PS17/3: Payment protection insurance complaints: feedback on CP16/20 and final rules and guidance

    Policy and guidance Policy statements Published: 02/03/2017 Last modified: 03/05/2024
    The FCA's Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints.

  2. Supporting innovation in ESG data and disclosures – the digital sandbox

    Corporate documents Published: 23/06/2022 Last modified: 23/06/2022
    An overview of the digital sandbox sustainability cohort, the key lessons learned, and our current thinking for the future of the sandbox.

  3. TR14/19 – Wealth management firms and private banks – Conflicts of interest: in-house investment products

    Thematic reviews Published: 24/11/2014 Last modified: 07/02/2022
    Findings of our review of conflicts of interest arising from wealth management and private banking firms’ use of in-house investment products (IHPs) in retail discretionary and advisory investment portfolios.

  4. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

  5. GC21/1: Primary Market Bulletin No. 34

    Guidance consultations Published: 24/06/2021 Last modified: 10/09/2021
    We are consulting on proposed changes to the Knowledge Base.

  6. Information for general insurers and intermediaries in the UK

    Firms Published: 26/02/2019 Last modified: 12/03/2024
    A focus for UK-based general insurers is minimising the disruption for EEA-based customers (including expats), or policies with certain EEA risks.

  7. CP19/9: Financial Services Compensation Scheme – Management Expenses Levy Limit 2019/20

    Consultation papers Published: 31/01/2019 Last modified: 17/10/2019
    The FCA and Prudential Regulation Authority (PRA) launched a joint consultation on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2019/20. The MELL ensures that the FSCS has adequate funding to

  8. CP20/15: Liquidity mismatch in authorised open-ended property funds

    Consultation papers Published: 03/08/2020 Last modified: 06/11/2020
    We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses.

  9. The new simplified advice regime and the advice / guidance boundary review

    Speeches Published: 21/03/2023 Last modified: 21/03/2023
    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the TISA Financial Advice and Guidance Conference.

  10. The FCA’s approach to Brexit: our preparations and our vision for the future

    Speeches Published: 19/07/2018 Last modified: 09/10/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK.
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