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Showing 1771 to 1780 of 2126 search results for occasional papers.

  1. FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime

    Press Releases Published: 13/12/2017 Last modified: 13/12/2017
    The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their

  2. FS19/5: Effective competition in non-workplace pensions

    Feedback statements Published: 30/07/2019 Last modified: 12/03/2021
    We have published our recent work on competition in the non-workplace pensions market. We are setting out the issues we have identified and seek stakeholder views to help develop our proposals for change.

  3. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

  4. Inducements and conflicts of interest thematic review: key findings

    Thematic reviews Published: 18/04/2016 Last modified: 18/04/2016
    We are not publishing a thematic report, as this work will be taken into account in our planned MiFID II consultation paper.

  5. CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Consultation papers Published: 02/02/2016 Last modified: 04/04/2016
    Consultation papers First published:. 02/02/2016. Last updated: 04/04/2016. Share page. ... This paper focuses on the regulated loan-based crowdfunding sector. We generally regulate firms that operate loan-based crowdfunding platforms.

  6. Andrew Bailey opening speech at the FCA Conference on Intergenerational Differences

    Speeches Published: 02/07/2019 Last modified: 02/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the FCA Conference on Intergenerational Differences, Royal College of Physicians, London.

  7. CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

    Consultation papers Published: 18/01/2016 Last modified: 18/01/2016
    Consultation papers First published:. 18/01/2016. Last updated: 18/01/2016. Share page. ... Consultation paper 16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17 [PDF].

  8. FS19/7: Building a regulatory framework for effective stewardship

    Feedback statements Published: 24/10/2019 Last modified: 24/10/2019
    In January 2019, jointly with the Financial Reporting Council (FRC), we published a Discussion Paper, Building a Regulatory Framework for Stewardship (DP 19/1). This Feedback Statement (FS) responds to the views we received, within the scope of our

  9. FSA - CP13/9 Implementation of the Alternative Investment Fund Managers Directive Part 2 [pdf]

    Consultation papers Published: 19/03/2013 Last modified: 30/05/2013
    Consultation FSA - CP13/9 - We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.

  10. FCA acts to help customers get better rates for cash savings

    Press Releases Published: 09/01/2020 Last modified: 09/01/2020
    The Financial Conduct Authority (FCA) is today proposing to reform the easy access cash savings market. Under new rules all firms will have to set a single easy access rate (SEAR) across all easy access accounts. Firms will have flexibility to offer
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