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Showing 1781 to 1790 of 2126 search results for occasional papers.

  1. How to flex your organisation's power through culture and conduct

    Speeches Published: 23/11/2023 Last modified: 23/11/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.

  2. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    Discussion papers First published:. 26/03/2015. Last updated: 03/11/2016. Share page. ... We will provide feedback from this paper, where relevant, in our consultation paper.

  3. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation

    Consultation papers Published: 10/10/2018 Last modified: 28/02/2019
    In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU

  4. Consumer Investments Strategy - 2 Year Update

    Corporate documents Published: 08/12/2023 Last modified: 13/05/2024
    The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

  5. Diversity and inclusion in the financial sector – working together to drive change

    D&I Published: 26/10/2023 Last modified: 14/11/2023
    At this webinar we will discuss why diversity and inclusion (D&I) are regulatory concerns, as well as giving an overview of the regulatory D&I framework we propose in our paper.

  6. CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies

    Consultation papers Published: 14/07/2015 Last modified: 14/07/2015
    CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies. Consultation papers First published:. ... CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies [PDF]. This consultation paper is relevant to banking groups

  7. CP22/25: Proposed regulatory framework for pensions dashboard service firms

    Consultation papers Published: 01/12/2022 Last modified: 01/12/2022
    Give your comments on our proposed regulatory framework for the new pensions dashboard service market.

  8. New technologies and anti-money laundering compliance report

    External research Published: 02/08/2017 Last modified: 02/08/2017
    We commissioned a survey and report on emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money.

  9. CP20/16: Debt advice levy rates for 2020/21 – additional funding

    Consultation papers Published: 05/08/2020 Last modified: 16/10/2020
    We are consulting on the rates at which we propose to charge our levies for the additional amount of funding for debt advice notified to us by Her Majesty’s Treasury (the Treasury) and the Department for Work and Pensions (DWP) in 2020/21.

  10. Intention to consult on updates to the FCA lists of multilateral development banks

    News stories Published: 13/01/2020 Last modified: 13/01/2020
    In the forthcoming Quarterly Consultation Paper the FCA intends to consult on changes to the Glossary terms a for multilateral development bank and designated multilateral development bank. 
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