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Showing 1791 to 1800 of 2126 search results for occasional papers.

  1. FCA proposes permanent measures for retail CFDs and binary options

    Press Releases Published: 07/12/2018 Last modified: 07/12/2018
    The Financial Conduct Authority (FCA) is proposing rules to address harm to retail consumers from the sale of certain complex derivative products with the publication of two consultation papers.

  2. CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

    Consultation papers Published: 30/01/2014 Last modified: 07/02/2022
    We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules.

  3. Ex post Impact Evaluation Framework – Feedback Statement

    Feedback statements Published: 20/12/2018 Last modified: 20/12/2018
    This feedback statement summarises views received from our stakeholders after the publication of a discussion paper in April 2018, and our responses to them.

  4. FCA seeks industry views on a new prudential regime for UK investment firms

    Press Releases Published: 23/06/2020 Last modified: 11/04/2024
    The FCA has published a discussion paper on a prudential regime for UK investment firms.

  5. CP15/4: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

    Consultation papers Published: 23/02/2015 Last modified: 23/02/2015
    CP15/4: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers. Consultation papers First published:. ... This consultation paper proposes a set of rules that will apply to UK banks, building societies, credit unions,

  6. CP14/10: Proposals for a price cap on high-cost short-term credit

    Consultation papers Published: 15/07/2014 Last modified: 04/11/2016
    CP14/10: Proposals for a price cap on high-cost short-term credit. Consultation papers First published:. ... This consultation paper (CP) discusses our cap and the detailed research and analysis that we carried out to inform our proposals.

  7. MF Global investors – your questions answered

    News stories Published: 02/04/2012 Last modified: 23/04/2013
    On 3 February 2012, the administrators for MF Global UK Ltd announced the first distribution of client money to those affected by the firm’s insolvency. Here we answer some frequently asked questions about the situation and what this means if you

  8. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

    Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
    10/12/2018. 10/12/2018. Consultation papers First published:. 13/12/2017. Last updated: 22/02/2018. The Senior Managers and Certification Regime aims to make individuals more accountable for ... This consultation paper sets out how we propose to move

  9. CP24/4: Further consultation on the regulatory framework for pensions dashboard service firms

    Consultation papers Published: 27/03/2024 Last modified: 27/03/2024
    We are consulting on new guidance for firms undertaking this new activity and 2 changes to the rules we originally proposed in CP22/5.

  10. FCA consults on aspects of the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 15/12/2015 Last modified: 15/12/2015
    The Financial Conduct Authority (FCA) has today published its first consultation paper on the implementation of the new European Markets in Financial Instruments Directive II (MiFID II) in the UK. ... The FCA plans to publish at least one further
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