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Showing 1861 to 1870 of 2126 search results for occasional papers.

  1. The Financial Conduct Authority’s response to the European Commission Green Paper: Building a Capital Markets Union [pdf]

    Corporate documents Published: 27/05/2015 Last modified: 03/08/2016

  2. An evaluation of our general insurance renewal transparency intervention

    Corporate documents Published: 04/10/2019 Last modified: 27/03/2020
    The FCA evaluates the impact of its April 2017 intervention to increase transparency at renewal in general insurance markets.

  3. CP14/1: Financial Services Compensation Scheme – management expenses levy limit 2014/15

    Consultation papers Published: 20/01/2014 Last modified: 07/02/2022
    This joint FCA and PRA consultation paper (CP) outlines the proposed management expenses levy limit (MELL) for the FSCS for 2014/5.

  4. PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK.

  5. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

    Press Releases Published: 29/04/2021 Last modified: 29/04/2021
    Read our proposals to help retail investors make more effective decisions on high-risk investments

  6. The Financial Conduct Authority places consumer protection at the heart of crowdfunding

    Press Releases Published: 06/03/2014 Last modified: 06/03/2014
    The Consultation paper on the FCA’s regulatory approach to crowdfunding (October 2013).

  7. Engagement feedback on the new public offers and admissions to trading regime

    Feedback statements Published: 12/12/2023 Last modified: 12/12/2023
    We summarise feedback received on our series of Engagement Papers and events highlighting our emerging policy thinking on the new public offers and admissions to trading regime.

  8. Beyond disclosure for high-risk investments: slow down and think

    Research articles Published: 02/02/2022 Last modified: 02/02/2022
    This article explores our research into risk warnings, decision points and self-certification, published in January 2021.

  9. FCA today announces future work on climate change and green finance

    Press Releases Published: 16/10/2019 Last modified: 11/04/2024
    The FCA has published a feedback statement setting out its proposals to improve climate change disclosures by issuers and information to consumers on green financial products and services.

  10. FS13/2: Platforms - feedback to Chapter 4 of QCP 13/3

    Feedback statements Published: 08/10/2013 Last modified: 07/02/2022
    We are confirming the definition of ‘platform service’ following our consultation.
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