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Showing 1871 to 1880 of 2126 search results for occasional papers.

  1. PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance

    Policy statements Published: 25/04/2016 Last modified: 25/04/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/30 (Pension reforms – proposed changes to our rules and guidance) and publish the final rules and ... guidance. In October 2015 we published Consultation Paper
  2. PS17/23: Reforming the availability of information in the UK equity IPO process

    Policy statements Published: 01/03/2017 Last modified: 26/10/2017
    We are setting out a package of measures intended to improve the range, quality and timeliness of information that is available to investors during the UK equity IPO process.
  3. CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds

    Consultation papers Published: 03/09/2015 Last modified: 18/01/2017
    Consultation papers First published:. 03/09/2015. Last updated: 18/01/2017. Share page. ... This paper will interest:. UCITS management companies, AIFMs and depositaries of UCITS and AIFs (including ELTIFs).
  4. FS19/3: Recognition of codes: feedback on QCP 23 18/39

    Feedback statements Published: 26/06/2019 Last modified: 26/06/2019
    We summarise responses received to QCP 18/39 on the recognition of industry codes of conduct and outline our next steps.
  5. FCA to consult on additional standards for price comparison websites displaying payday loans

    Press Releases Published: 28/10/2015 Last modified: 28/10/2015
    The Consultation Paper published today consults on these proposed additional conduct standards.The proposals include requiring PCWs comparing HCSTC products to:. ... Consultation Paper 15/33: Consumer credit: proposals in response to the CMA’s
  6. PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regulation: feedback to CP19/6

    Policy statements Published: 31/05/2019 Last modified: 30/08/2019
    This Policy Statement sets out the near-final rules on the changes we plan to make to the Handbook to align it with the Prospectus Regulation. It also summarises the feedback we received to Consultation Paper CP19/6 and our response.
  7. FCA announces proposals to update Dual-regulated firms Remuneration Code

    News stories Published: 03/08/2020 Last modified: 03/08/2020
    Our proposals aim to ensure that the FCA’s remuneration regime applicable to banks, building societies and PRA-designated investment firms.
  8. CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects

    Consultation papers Published: 13/08/2015 Last modified: 24/11/2015
    Consultation papers First published:. 13/08/2015. Last updated: 24/11/2015. Share page. ... Consultation Paper 15/25 [PDF]. This consultation affects all firms with permission to effect or carry out insurance contracts that fall out of scope of the
  9. Climate Financial Risk Forum Guide 2021: Climate Risk Training [pdf]

    Corporate documents Published: 21/10/2021
    Delivering climate risk training across all levels is an essential to embed climate risk into risk management practices and to help achieve climate strategies. This document aims to offer practical advice on developing and implementing an effective
  10. Funeral plan providers and intermediaries - half-yearly prudential return [pdf]

    Consultation papers Published: 02/03/2021
    Half-yearly prudential return for providers (FP003a) and intermediaries (FP003b).