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Showing 1881 to 1890 of 2126 search results for occasional papers.

  1. PS15/29: Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual and the Enforcement Guide

    Policy statements Published: 09/12/2015 Last modified: 26/05/2016
    Rules. This paper sets out our feedback to the responses on our proposed amendments to DEPP and EG set out in CP14/13, and our final amendments to DEPP and EG. ... This paper also explains that we will enforce the Conduct Rules proportionately.

  2. FCA regulated fees and levies: insurers’ tariff data 2017/18: CP16/23

    Consultation papers Published: 09/09/2016 Last modified: 10/11/2016
    We are consulting on our proposals for a transitional provision covering insurers’ tariff data to be used to calculate their FCA periodic fees and the Financial Ombudsman Service annual levies for 2017/18.

  3. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

    Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
    We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.

  4. DP20/1: Transforming culture in financial services – driving purposeful cultures

    Discussion papers Published: 05/03/2020 Last modified: 05/03/2020
    The role of purpose explored in a collection of essays from industry leaders, professional bodies and culture experts to drive healthy, sustainable culture in firms.

  5. CP23/9 – Changing the scope of the baseline financial resilience regulatory return

    Consultations Consultation papers Published: 02/05/2023 Last modified: 06/06/2023
    We’re consulting on changes to the scope of firms that provide us with baseline financial resilience data to include all full permission consumer credit firms.

  6. TR14/3 - Thematic Review - Mortgage lenders’ arrears management and forbearance

    Thematic reviews Published: 25/02/2014 Last modified: 30/11/2021
    This report summarises the key findings of our thematic review of mortgage lenders’ arrears management and forbearance.

  7. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities

    Consultation papers Published: 06/07/2015 Last modified: 07/02/2022
    In this paper we follow up on the feedback that we provided earlier this year in Consultation Paper 15/9: Strengthening accountability in banking: a new regulatory framework for individuals

  8. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules

    Policy statements Published: 29/04/2016 Last modified: 29/04/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/40: Financial Services Compensation Scheme:changes to the Compensation sourcebook, and publish the final rules. ... As we explained in our Consultation Paper, this

  9. CP21/6: Regulating bidding for Emissions Allowances under the UK Emissions Trading Scheme

    Consultation papers Published: 08/03/2021 Last modified: 08/03/2021
    We propose how we will authorise and supervise certain firms intending to bid for emission allowances on the UK auction platform.

  10. PS14/7: Changes to the use of dealing commission rules: feedback to CP13/17 and final rules

    Policy statements Published: 08/05/2014 Last modified: 23/11/2021
    In this Policy Statement we report on the main issues arising from Consultation Paper 13/17 – Consultation on the use of dealing commission rules, and publish the final rules.
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