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Showing 1891 to 1900 of 2126 search results for occasional papers.

  1. PS14/5: Response to CP12/38 – Mutuality and with-profits funds: a way forward

    Policy statements Published: 28/03/2014 Last modified: 07/02/2022
    We summarise and give response feedback to CP12/38 – Mutuality and with-profits funds: a way forward.

  2. FCA publishes final rules to make those in the banking sector more accountable

    Press Releases Published: 07/07/2015 Last modified: 19/04/2016
    Consultation Paper on regulatory references – autumn 2015 (with final rules to follow in time for commencement of the regime).

  3. PS17/6: Disclosure rules following application of PRIIPs Regulation

    Policy statements Published: 02/05/2017 Last modified: 02/05/2017
    This Policy Statement summarises and responds to the feedback to the Consultation Paper. ... This paper will be relevant to most firms that provide, advise on, or sell investments or investment services to the UK retail market.

  4. CP15/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2015/16

    Consultation papers Published: 19/01/2015 Last modified: 07/02/2022
    The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) are consulting on the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2015/16.

  5. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

    Policy statements Published: 30/09/2019 Last modified: 30/09/2019
    This Policy Statement summarises the feedback received to our consultation on illiquid assets and open-ended funds. It sets out our final rules relating to disclosure, liquidity management and suspension of dealing, as originally proposed in CP18/27.

  6. CP15/33: Consumer credit: proposals in response to the CMA’s recommendations on high-cost short-term credit

    Consultation papers Published: 28/10/2015 Last modified: 28/10/2015
    Consultation papers First published:. 28/10/2015. Last updated: 28/10/2015. Share page. ... Please respond to the questions in Annex 1 of the Consultation Paper by 28 January 2016 using our online form.

  7. Information regarding consultation paper 21/30 Debt packagers: proposals for new rules - February 2022

    FOI Release Date of Release: 24/02/2022
    The FCA provides data regarding its consultation paper 21/30: Debt packagers: proposals for new rules.

  8. PS15/5: Final rules for charges in workplace personal pension schemes and feedback on CP14/24

    Policy statements Published: 02/03/2015 Last modified: 30/08/2015
    PS15/5: Final rules for charges in workplace personal pension schemes and feedback on CP14/24. Policy statements First published:. 02/03/2015. Last updated: 30/08/2015. Share page. PS15/5: Final rules for charges in workplace personal pension

  9. From maps to apps: the power of machine learning and artificial intelligence for regulators

    Speeches Published: 22/11/2017 Last modified: 22/11/2017
    Speech by Stefan Hunt, Head of Behavioural Economics and Data Science at the FCA, delivered as part of the Beesley lecture series on regulatory economics at the Institute of Directors.

  10. CP13/16: Competition in the market for services provided by a Recognised Investment Exchange: proposed amendments to REC

    Consultation papers Published: 18/11/2013 Last modified: 07/02/2022
    We are consulting on changes to our Recognised Investment Exchanges sourcebook (REC).
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