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Showing 1911 to 1920 of 2126 search results for occasional papers.

  1. First meeting of the PRA and FCA’s joint Climate Financial Risk Forum

    Press Releases Published: 12/03/2019 Last modified: 12/03/2019
    On Friday 8 March, the PRA and FCA hosted the first meeting of the Climate Financial Risk Forum (CFRF). The objective of the CFRF is to build capacity and share best practice across financial regulators and industry to advance financial sector

  2. PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements

    Policy statements Published: 21/03/2016 Last modified: 21/03/2016
    To take account of these legislative changes, we published a discussion paper in November 2015 and a consultation paper in February this year setting out proposed changes to the FCA Handbook. ... We published a separate consultation paper in January 2016

  3. CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms

    Consultation papers Published: 20/12/2023 Last modified: 07/03/2024
    These proposed listing regime reforms aim to encourage a greater range of companies to list and grow on UK markets.

  4. PS19/11: Product intervention measures for retail binary options

    Policy statements Published: 29/03/2019 Last modified: 29/03/2019
    In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK.

  5. PS15/20: Implementation of the Mortgage Credit Directive: Consequential Changes to the Consumer Credit Sourcebook (CONC)

    Policy statements Published: 31/07/2015 Last modified: 12/01/2023
    In this Policy Statement we report on the main issues arising from the MCD elements of CP15/6 and publish the final rules.

  6. Greater support for people’s financial decisions, under regulator and government proposals

    Press Releases Published: 08/12/2023 Last modified: 08/12/2023
    The FCA and Government are seeking views, as part of the joint Advice Guidance Boundary Review, on three proposals to help people make more informed investment and pensions decisions.

  7. Webinars: FCA regulation for the pre-paid funerals sector Friday 26 March 2021

    Events Published: 01/03/2021 Last modified: 02/03/2021
    In July 2022, we’re taking responsibility for regulating the pre-paid funeral plans sector. It’s important that firms start considering whether they need to become FCA regulated and, if so, how to prepare.

  8. The Financial Conduct Authority outlines how it will regulate crowdfunding

    Press Releases Published: 24/10/2013 Last modified: 24/10/2013
    The paper makes clear the FCA’s belief that these investments should only be promoted to those who understand the inherent risks or have the financial capacity to cope with any ... The FCA’s consultation paper on crowdfunding.

  9. FS23/1 - Feedback Statement on Synthetic Data Call for Input

    Feedback statements Published: 30/03/2022 Last modified: 09/02/2023
    We asked for your input on the challenges in accessing high quality data for innovation in financial services, including specific feedback on synthetic data.

  10. PS16/10: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

    Policy statements Published: 29/03/2016 Last modified: 29/03/2016
    This paper is relevant to all authorised firms, but it does not include anything directly relevant to retail financial services consumers or consumer groups that they need to act on.
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