Search results
Showing 1941 to 1950 of 2126 search results for occasional papers.
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CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime
You can do this by using the firm checker tool on page 3 of the consultation paper. ... The consultation paper sets out the detailed proposals for all types of firms. -
CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations
The FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses, from 10 January 2020. This Consultation sets out our proposals for recovering the costs of this new role. -
The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector
The Bank of England, the Prudential Regulation Authority and FCA set out potential measures to oversee and strengthen the resilience of services provided by critical third parties to the UK financial sector. -
FS14/1: Feedback Statement on FSA CP12/13 Solvency II – COBS rule changes
The paper will be of primary interest to all insurance firms within the scope of Solvency II. ... Please send any enquiries or comments on this paper to [email protected]. -
A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum -
FCA announces proposals to improve climate-related disclosures by listed companies
FCA announces proposals to improve climate-related disclosures by listed companies -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
The consultation paper also outlines the authorisation process for these firms and sets out the proposed data reporting requirements for second charge firms. ... Consultation paper 14/20: Implementing the Mortgage Credit Directive and the new regime for -
PS13/5 Implementation of the Alternative Investment Fund Managers Directive
We are setting out our rules for implementing the Alternative Investment Fund Managers Directive (AIFMD) and responding to the feedback to our consultation. -
FCA and Bank of England announce proposals for data reforms across the UK financial sector
The FCA and the Bank of England (Bank) outline their plans to develop their data and analytics capabilities. Both authorities depend on access to high-quality data to fulfil their respective missions of maintaining monetary and financial stability, -
FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016.