Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1961 to 1970 of 2126 search results for occasional papers.

  1. GC15/5: Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes

    Guidance consultations Published: 18/09/2015 Last modified: 18/09/2015
    Our guidance should be read in conjunction with the PRA’s consultation paper CP33/15 setting out the PRA’s proposed approach to RFTSs.

  2. General Insurance Pricing Practices Market Study Forums: 11, 16 and 23 November 2020

    Events Published: 29/10/2020 Last modified: 16/11/2020
    We are holding a series of virtual forums about our proposed package of remedies for the home and motor insurance markets

  3. Statement on Consultation Paper FSA CP12/25 ‘Enhancing the effectiveness of the Listing Regime’

    Statements Published: 31/05/2013 Last modified: 31/05/2013
    Here we provide an update on our follow-up to last October’s consultation (FSA CP12/25) on proposed changes to enhance the effectiveness of the Listing Regime.

  4. PS18/21: SME access to the Financial Ombudsman Service - near-final rules

    Policy statements Published: 22/01/2018 Last modified: 17/12/2018
    Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’)

  5. TR14/4 – Risks to customers from financial incentives – an update

    Thematic reviews Published: 04/03/2014 Last modified: 13/03/2024
    This report summarises the findings of our follow-up thematic work into financial incentives which assessed whether firms are now managing the risks to consumers.

  6. FCA statement on onshoring ESMA’s temporary intervention measures on retail CFD and binary options products

    Statements Published: 22/02/2019 Last modified: 22/02/2019
    The European Securities and Markets Authority’s (ESMA) temporary intervention measures prohibiting binary options and restricting contract for difference products (CFDs) sold to retail clients will become part of UK domestic law on exit day as

  7. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements Published: 30/11/2021 Last modified: 30/11/2021
    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.

  8. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

    Press Releases Published: 10/07/2015 Last modified: 24/04/2019
    taken. The FCA will publish a consultation paper later this year setting out how we plan to implement other recommendations made in the review.

  9. CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients

    Consultation papers Published: 06/12/2016 Last modified: 09/03/2017
    This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks.

  10. Fair treatment of long-standing customers in the life insurance sector: FG16/8

    Finalised guidance Published: 09/12/2016 Last modified: 19/01/2021
    In this Finalised Guidance we set out our expectations on the actions life insurance firms should take to treat their closed-book customers fairly.
Related topics