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Showing 1971 to 1980 of 2126 search results for occasional papers.
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PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards
In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position. -
FCA launches consultation on changes to its FSCS rules and invites discussion on future funding of the scheme
The Financial Conduct Authority (FCA) has today announced that it is inviting views on the future funding of the Financial Services Compensation Scheme (FSCS) and has also launched a consultation on a number of specific changes to its scheme rules. -
PS14/15: Removing the Transparency Directive’s requirement to publish interim management statements - Including feedback on CP14/12 and final rules
This Policy Statement reports on the main issues arising from Consultation Paper (CP) 14/12 and publishes final rules. ... In 23 July 2014 we published a Consultation Paper proposing, at the request of HM Treasury, to implement the Transparency Directive -
UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR
The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA. -
FS15/3: Strengthening accountability in banking: UK branches of foreign banks – Feedback on FCA CP15/10
In this paper we are providing near-final rules in anticipation of secondary legislation that will extend the statutory elements of the regime to incoming branches. ... This paper also affects UK relevant firms, as some of the revised policy and Handbook -
PS14/4: The FCA’s regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media
This policy statement summarises and gives response feedback to CP13/13 - The FCA’s regulatory approach to crowdfunding (and similar activities). We also publish rules that came into force on 1 April 2014. -
FCA expects to implement new Disclosure Rules and Transparency Rules in January 2015
The Financial Conduct Authority (FCA) expects to confirm new rules implementing new Transparency Directive requirements before the end of 2014. -
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
The FCA continues to focus on the protection of client assets and recently published a consultation paper CP 13/5 setting out proposals to strengthen the client asset regime. -
FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms
In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry. -
Position limits for commodity derivative contracts
We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.