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Showing 2011 to 2020 of 2126 search results for occasional papers.

  1. FG14/6 - Annuity comparison websites: Financial promotions review and guidance for firms

    Finalised guidance Published: 20/06/2014 Last modified: 20/10/2014
    We received 12 responses to our guidance consultation paper from a range of respondents including firms, consumers and trade associations on behalf of their members.

  2. FCA reminds asset managers of importance of meeting investors’ expectations

    Press Releases Published: 07/04/2016 Last modified: 07/04/2016
    All fund management firms should consider the findings in this paper and review their arrangements accordingly.

  3. FS20/12: Intergenerational differences: summary of responses and next steps

    Feedback statements Published: 02/05/2019 Last modified: 09/05/2024
    This feedback statement sets out our approach following the discussion paper on intergenerational differences we published last year.

  4. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

  5. FS16/2: Feedback Statement on Call for Input: Regulatory barriers to innovation in digital and mobile solutions

    Feedback statements Published: 09/03/2016 Last modified: 09/03/2016
    We will:. address the issues raised around communications through a Feedback Statement to our Discussion Paper (DP) on smarter consumer communications (DP15/5).

  6. PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

    Policy statements Published: 06/11/2015 Last modified: 08/11/2016
    On 20 March 2015 the FCA published a joint Consultation Paper (CP) with HM Treasury (the Treasury) setting out the proposals to implement the Transparency Directive Amending Directive 2013/50/EU

  7. FCA acts to protect consumers transferring out of defined benefit pension schemes

    Press Releases Published: 30/07/2019 Last modified: 30/07/2019
    The Financial Conduct Authority has today published a package of pension related proposals designed to improve the quality of pension transfer advice, and to help consumers get better value from their pension.

  8. Paying fees by instalments: we invite credit providers to express interest in offering credit to firms

    Documents Published: 15/12/2015 Last modified: 15/12/2015
    See:. chapter 6 of our consultation paper FCA Regulated fees and levies: rates proposals 2015/16 (CP15/14).

  9. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules

    Policy and guidance Policy statements Published: 05/07/2021 Last modified: 05/11/2021
    We set out our final and near final rules on funeral plans regulation, including new guidance for providers on their arrangements for trust-backed funeral plans.

  10. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

    Statements Published: 06/02/2023 Last modified: 06/02/2023
    All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.
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