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Showing 2061 to 2070 of 2126 search results for occasional papers.
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PS16/19: Financial Crime Reporting: feedback on Chapter 6 of CP15/42 and final rules
In this Policy Statement, we report on the main issues arising from Chapter 6 of Consultation Paper 15/42 Introduction of financial crime reporting form and publish the final rules. ... The proposal was set out in Chapter 6 of Consultation Paper (CP) -
Research Note: Accumulation of wealth in Britain - what the distribution of wealth tells us about preparedness for retirement
In this Research Note, the FCA and The Pensions Regulator (TPR) have identified the prospect of people not having an adequate income, or the income they expect, in retirement as the overarching harm in the pensions and retirement income sector. -
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs
His research interests are growth, productivity and the knowledge economy and he has published papers on these topics in a number of journals.Jonathan is a research fellow of the Centre -
PS20/01: Mortgage advice and selling standards: feedback to CP19/17 and final rules
This policy statement includes findings from the Mortgages Market Study (MMS) which identified three potential harms relating to our mortgage advice and selling standards. -
CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks
We are consulting on how we propose using two new powers introduced through amendments to the Benchmarks Regulation (BMR) under the Financial Services Act 2021 (FS Act). -
Wholesale banks and asset management cyber multi-firm review findings
In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. The firms we selected varied in terms of their size, scale, operating models and geography. These -
FCA consults on use of new powers to support orderly wind down of critical benchmarks
Today the FCA has published a consultation on its proposed policy framework for exercising two of its new powers under the Benchmarks Regulation (BMR), which will be introduced by the Financial Services Act 2021. These powers relate to the use of -
Opening up and speaking out: diversity in financial services and the challenge to be met
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Mitsubishi UFJ Financial Group, London. -
CP18/35: Rent-to-own and alternatives to high-cost credit – feedback on CP18/12 and consultation on a price cap
This paper sets out our proposed price cap on the rent-to-own market, summarises feedback to CP18/12 on the questions we asked about rent-to-own, and sets out our final rules on a point-of-sale ban on extended warranties alongside the sale of an RTO -
FCA publishes interim feedback following a call for input to the post-implementation review of the rules for crowdfunding
The Financial Conduct Authority (FCA) has given an update on the post-implementation review of the loan-based and investment-based crowdfunding market. Our earlier call for input raised a number of issues for discussion; the feedback statement