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Showing 2091 to 2100 of 2126 search results for occasional papers.
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FS20/10: Coronavirus and safeguarding customers’ funds: guidance for payment and e-money firms
We summarise the feedback to our proposed temporary guidance on payment firms’ prudential risk management and safeguarding arrangements for customers’ funds, in light of coronavirus. -
Impact assessment: Chapter 6: Disapplication of CASS audit requirements to certain debt management firms consultation paper (CP16/17) [pdf]
This impact assessment relates to Chapter 6: Disapplication of CASS audit requirements to certain debt management firms consultation paper (CP16/17). It has been verified by the Regulatory Policy Committee. -
CP14/21: Feedback and Policy Statement on CP14/02, consultation on joint sponsors and call for views on sponsor conflicts
Consultation papers First published:. 26/09/2014. Last updated: 29/05/2018. Share page. ... This paper will interest:. premium listed issuers or issuers considering a premium listing of their securities. -
FCA one year on – effective regulation goes hand-in-hand with sustainable businesses
Speech by Clive Adamson, FCA Director of Supervision, at the Building Societies Association (BSA). This is the text of the speech as drafted, which may differ from the delivered version. -
PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules
The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities -
PS15/11: Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015, feedback on CP15/3 and final rules
In this Policy Statement we summarise the feedback we received to the proposals contained in CP15/3 and give our responses. We are also publishing our final Handbook rules and guidance on implementing the Government’s legislative regime for -
FS16/1: Feedback Statement on DP15/4 – General insurance value measures
In this Feedback Statement we summarise the responses we have received to the options set out in the Discussion Paper and outline next steps. ... Having considered the feedback to the Discussion Paper, we have decided to take forward a scorecard as our -
FCA consults on rules and guidance to improve conduct and communications in payment services and e-money firms
The Financial Conduct Authority (FCA) is consulting on rules and guidance to improve conduct standards and communications in the payment services and e-money sectors. -
Implementing MiFID II – multi-firm review of research unbundling reforms
Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how -
FCA, PRA and Bank of England set out plan to improve diversity and inclusion in regulated firms
The FCA, PRA and Bank of England have opened a discussion with stakeholders on ambitious plans to improve diversity and inclusion in financial services, to achieve better outcomes for consumers and across markets.