Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 2101 to 2110 of 2126 search results for occasional papers.

  1. FCA consults on proposals to boost disclosure of diversity on listed company boards and executive committees

    Press Releases Published: 28/07/2021 Last modified: 28/07/2021
    FCA consults on proposals to boost disclosure of diversity on listed company boards and executive committees.
  2. FG15/12: Guidance on the FCA’s registration function under the Co-operative and Community Benefit Societies Act 2014

    Finalised guidance Published: 30/11/2015 Last modified: 03/08/2022
    In October 2014 we announced a consultation process on guidance on our registration function under the Co-operative and Community Benefit Societies Act 2014.
  3. FCA proposes rules on investment pathways and other measures to improve retirement outcomes for consumers

    Press Releases Published: 28/01/2019 Last modified: 29/01/2019
    The Financial Conduct Authority (FCA) is today consulting on measures to stop up to 100,000 consumers a year losing out on pension income when they access the pension freedoms.
  4. PS13/6 FCA Regulated fees and levies 2013/14 - Including feedback on CP13/1 and ‘made rules’

    Policy statements Published: 27/06/2013 Last modified: 07/02/2022
    Here, we are publishing the 2013/14 periodic regulatory fees and levies rules for the FCA, Financial Ombudsman Service and Money Advice Service.
  5. FCA fines EFG Private Bank £4.2m for failures in its anti-money laundering controls

    Press Releases Published: 24/04/2013 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined EFG Private Bank Ltd (EFG) £4.2 million for failing to take reasonable care to establish and maintain effective anti-money laundering (AML) controls for high risk customers. The failings were serious
  6. PS16/16: FCA regulated fees and levies 2016/17 including feedback on CP16/9 and 'made rules'

    Policy statements Published: 29/06/2016 Last modified: 17/08/2021
    The policy in this paper will enable us to raise the funding for the FCA, the Financial Ombudsman Service and MoneyHelper (formerly the Money Advice Service) to meet their statutory objectives in 2016/17.
  7. PS23/1: Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme

    Policy and guidance Policy statements Published: 28/11/2022 Last modified: 27/01/2023
    Final rules to extend asset retention rules for certain firms who provided transfer advice to BSPS members. We also summarise feedback to CP22/22.
  8. PS19/2: Previously rejected PPI complaints and further mailing requirements – Feedback on CP18/33 and final rules and guidance

    Policy statements Published: 07/11/2018 Last modified: 01/02/2019
    In this Policy Statement (PS) we summarise and respond to feedback to Consultation Paper CP18/33: Regular premium PPI complaints and recurring non-disclosure of commission – Feedback on CP18/18, final guidance, and consultation on proposed mailing
  9. CP18/43: High-Cost Credit Review: Feedback on CP18/12 with final rules and guidance and consultation on Buy Now Pay Later offers

    Consultation papers Published: 18/12/2018 Last modified: 12/06/2019
    As part of our review of high-cost credit products, we have published our feedback to CP18/12 and final rules and guidance in relation to home-collected credit, catalogue credit and store cards.
  10. FCA and PRA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability

    Press Releases Published: 18/11/2019 Last modified: 06/05/2022
    The Financial Conduct Authority (‘FCA’) and the Prudential Regulation Authority (‘PRA’) have decided to ban and fine Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively. The regulators’