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Showing 211 to 220 of 2126 search results for occasional papers.
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Review on disclosure of costs by asset managers
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process
FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process. ... The FCA is asking for views on the IPO discussion paper and potential changes to the IPO process by 13 July 2016. -
Sustainability disclosure and labelling regime confirmed by the FCA
The FCA has confirmed a substantial package of measures to improve the trust and transparency of sustainable investment products and minimise greenwashing. -
CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments
We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms. -
An evaluation of bringing additional benchmarks into the regulatory and supervisory regime
In this paper, we evaluate the Benchmarks (Amendment) Instrument 2015, which brought seven benchmarks into our regulatory and supervisory regime. -
Research Note: EMIR data and derivatives market policies
In 2012, the European Union (EU) implemented the post-financial crisis G20 agreements on derivatives markets by adopting the European Market Infrastructure Regulation (EMIR). In this Research Note, we assess the impact of two key EMIR obligations -
CP24/10: Joint PRA and FCA Consequential Amendments to BTS 2016/2251
We’re jointly consulting with the Prudential Regulation Authority (PRA) on proposed changes to the UK EMIR bilateral margin requirements. -
FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps
FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches. -
Our approach to ensuring firms treat vulnerable customers fairly
Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference. -
Request for detailed Product Salres Data mortgage data - April 2021
The FCA provides the detailed Product Sales Data for mortgages.