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Showing 391 to 400 of 2126 search results for occasional papers.

  1. CP20/23: Quarterly Consultation Paper No 30 [pdf]

    Consultation papers Published: 04/12/2020 Last modified: 04/12/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  2. FSA - CP10/9 [pdf]

    Consultation papers Published: 30/03/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/9 - The FSA's Consultation paper CP10/9 is entitled 'Enhancing the Client Assets Sourcebook'. It was published in March 2010 and the period for consultation responses closes on 30th June 2010.
  3. FSA - CP11/22 [pdf]

    Consultation papers Published: 09/11/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/22 - The FSA's Consultation Paper CP11/22 is entitled 'Transposition of Solvency II - Part 1'. It was published in November 2011. The Financial Services Authority invites comments on this Consultation Paper. Comments should
  4. FSA - CP11/24 [pdf]

    Consultation papers Published: 10/11/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/24 - The FSA's Consultation Paper CP11/24 is entitled 'RDR - Accredited Bodies'. It was published in November 2011. The Financial Services Authority invites comments on this Consultation Paper. Comments should reach us by 9
  5. FSA - CP11/19 [pdf]

    Consultation papers Published: 05/10/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/19 - The FSA's Consultation Paper CP11/19 is entitled 'Financial resources requirements for Recognised Bodies'. It was published in October 2011. The Financial Services Authority invites comments on this Consultation Paper.
  6. FSA - CP10/10 [pdf]

    Consultation papers Published: 06/04/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/10 - The FSA's Consultation paper CP10/10 is entitled 'Quarterly consultation (No. 24)'. It was published in April 2010. Comments on all proposed amendments should reach us by 6 June 2010.
  7. FS22/5: Compensation framework review: response to feedback and next steps [pdf]

    Feedback statements Published: 14/12/2022
    This Feedback Statement sets out feedback to Discussion Paper 21/5, seeking views from stakeholders as part of our review of the compensation framework within which the Financial Services Compensation Scheme (FSCS) operates.
  8. FSA - CP10/15 [pdf]

    Consultation papers Published: 06/07/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/15 - The FSA's Consultation paper CP10/15 is entitled 'Quarterly consultation (No. 25)'. It was published in July 2010. Comments on Chapter 4 of this CP should reach us by 13 August 2010. Comments on all other Chapters should
  9. FSA - CP11/25 [pdf]

    Consultation papers Published: 10/11/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/25 - The FSA's Consultation Paper CP11/25 is entitled 'Distribution of retail investments - RDR Adviser Charging and Solvency II disclosures'. It was published in November 2011. The Financial Services Authority invites
  10. DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion [pdf]

    Discussion papers Published: 26/05/2022
    Our vision on how to make the UK an attractive place for firms and investors