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Showing 401 to 410 of 2126 search results for occasional papers.

  1. FSA - CP11/4 [pdf]

    Consultation papers Published: 10/02/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/4 - The FSA's Consultation paper CP11/4 is titled 'The Client Money and Asset Return'. It was published in February 2011. Some of the proposals require comments by 10 April 2011 and others by 10 March 2011. We indicate

  2. CP22/2: Strengthening our financial promotion rules for high risk investments, including cryptoassets [pdf]

    Consultation papers Published: 19/01/2022
    We are publishing this CP now to ensure our financial promotion regime is robust and remains fit for purpose.

  3. CP23/2: Streamlining our transparency rules on structured digital reporting of annual financial statements by companies [pdf]

    Consultation papers Published: 12/01/2023
    The FCA are consulting on changes to streamline our existing rules that require in-scope companies to prepare, publish and file their annual financial report in an electronic format, and the financial statement within it to be in a ‘structured

  4. CP16/10: Proposed Implementation of the Enforcement Review and the Green Report [pdf]

    Consultation papers Published: 14/04/2016 Last modified: 14/04/2016
    This Consultation Paper includes proposed changes to the FCA’s Decision Procedure and Penalties Manual and Enforcement Guide.

  5. CP19/27: Quarterly Consultation Paper No 25 [pdf]

    Consultation papers Published: 10/09/2019
    The FCA is consulting on proposed miscellaneous amendments to its Handbook.

  6. CP19/19: Quarterly Consultation Paper No 24 [pdf]

    Consultation papers Published: 07/06/2019

  7. CP19/30: Regulatory fees and levies: policy proposals for 2020/21 [pdf]

    Consultation papers Published: 13/11/2019
    This FCA consultation paper sets out the proposed policy changes to the way the FCA will raise its fees from 2020/21.

  8. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    But of course we don't start with a blank sheet of paper.

  9. PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27 [pdf]

    Policy statements Published: 30/09/2019
    FCA Policy Statement (PS19/24) Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

  10. CP19/33: Quarterly Consultation No 26 [pdf]

    Consultation papers Published: 06/12/2019
    The Financial Conduct Authority invites comments on this Consultation Paper. Comments should reach us by 6 January 2020 for chapters 3, 7 and 8, and 6 February 2020 for chapters 2, 4, 5 and 6.
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