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Showing 411 to 420 of 2126 search results for occasional papers.

411. CP16/3: Financial Services Compensation Scheme – management expenses levy limit 2016/17 [pdf]

     Consultation papers Published: 18/01/2016 Last modified: 18/01/2016
     This joint PRA and FCA paper sets out the consultation on the management expenses levy limit for the Financial Services Compensation Scheme (FSCS) for 2016/17.

412. CP17/6: Quarterly Consultation Paper No. 16 [pdf]

     Consultation papers Published: 03/03/2017
     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

413. CP16/4: Loan-based crowdfunding platforms and segregation of client money [pdf]

     Consultation papers Published: 21/01/2016 Last modified: 21/01/2016
     In this consultation paper (CP) we consult on rules to simplify client money requirements for firms that operate electronic systems in relation to lending (P2P platforms) and hold both regulated and unregulated client money accounts..

414. CP23/15: The Framework for a UK Consolidated Tape [pdf]

     Consultation papers Published: 05/07/2023
     CP23/15: The Framework for a UK Consolidated Tape.

415. CP15/28: Quarterly Consultation Paper No. 10 [pdf]

     Consultation papers Published: 04/09/2015 Last modified: 04/09/2015
     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

416. CP18/39: Quarterly Consultation Paper No 23 [pdf]

     Consultation papers Published: 07/12/2018

417. CP19/25: Pension transfer advice: contingent charging and other proposed changes [pdf]

     Consultation papers Published: 30/07/2019
     This Consultation Paper sets out the FCA's proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers.

418. CP18/42: High-Cost Credit Review: Overdrafts consultation paper and policy statement [pdf]

     Consultation papers Published: 18/12/2018

419. CP19/29: Recovery of costs of supervising cryptoasset businesses under the proposed anti-money laundering regulations: fees proposals [pdf]

     Consultation papers Published: 15/10/2019
     From 10 January 2020 the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor for cryptoasset businesses. This Consultation Paper sets out the proposals for recovering the costs of this new role.

420. CP18/24: Quarterly Consultation Paper No 22 [pdf]

     Consultation papers Published: 07/09/2018