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Showing 421 to 430 of 2126 search results for occasional papers.
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CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements [pdf]
The new Innovative Finance ISA will allow for peer-to-peer (P2P) agreements to be included within an ISA tax wrapper. The Government also intends to make advising on P2P agreements a regulated activity. This consultation paper lists changes we are -
CP18/14: Quarterly Consultation Paper No 21 [pdf]
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The motivations, needs and drivers of non-advised investors: A qualitative research report [pdf]
This qualitative study into the needs and drivers of non-advised consumers within the retail investment market is one of many inputs informing the FCA’s post implementation review to assess the impact of the Retail Distribution Review (RDR). -
FCA and PSR climate and environmental targets and metrics
The FCA targets and metrics keep us accountable for our progress towards becoming a more sustainable organisation. -
CP22/25: Proposed regulatory framework for pensions dashboard service firms [pdf]
CP22/25: Proposed regulatory framework for pensions dashboard service firms. -
CP23/11: Remuneration: Enhancing proportionality for dual‑regulated firms [pdf]
We want to ensure our remuneration rules for smaller, less complex dual-regulated firms are proportionate to the risks they pose to consumers and markets in the UK. -
CP22/19: Creation of a baseline financial resilience regulatory return [pdf]
CP22/19: Creation of a baseline financial resilience regulatory return. -
CP22/16: OPBAS Sourcebook update [pdf]
CP22/16: Office for Professional Body Anti-Money Laundering Supervision: Sourcebook update -
CP18/06: Quarterly Consultation Paper No. 20 [pdf]
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CP22/21: Consultation on ‘synthetic’ US dollar LIBOR and feedback to CP22/11 [pdf]
CP22/21: Consultation on ‘synthetic’ US dollar LIBOR and feedback to CP22/11.