Search results
Showing 431 to 440 of 2126 search results for occasional papers.
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CP22/15: Calculating redress for non-compliant pension transfer advice [pdf]
CP22/15: Calculating redress for non-compliant pension transfer advice. -
CP23/13: Strengthening protections for borrowers in financial difficulty: Consumer credit and mortgages [pdf]
This consultation sets out how we plan to incorporate aspects of the TSG into Consumer Credit (CONC) and Mortgages and Home Finance: Conduct of Business (MCOB) sourcebooks and withdraw the TSG. -
CP23/12: Expansion of the Dormant Assets scheme – second phase [pdf]
We are consulting on the second phase of the DAS to make amendments to our rules and guidance to enable dormant investment assets and client money to be available to the scheme. -
CP23/10: Primary Markets Effectiveness Review: Feedback to DP22/2 and proposed equity listing rule reforms [pdf]
We’re consulting on proposals to replace standard and premium listing share categories with a single listing category for commercial company issuers of equity shares. -
CP19/28: Motor finance discretionary commission models and consumer credit commission disclosure [pdf]
This consultation paper (CP19/28) seeks views on FCA plans to address consumer harm in the motor finance market by banning commission models that can incentivise a broker (including motor dealers) to increase a customer’s interest rate. We are -
CP18/16: Authorised push payment fraud - extending the jurisdiction of the Financial Ombudsman Service [pdf]
This Consultation Paper (CP) sets out proposed changes to our complaints handling rules to reduce the harm experienced by victims of APP fraud. -
CP17/33: Insurance Distribution Directive Implementation – Consultation Paper 3 [pdf]
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DP18/3: Ex post impact evaluation framework [pdf]
This FCA discussion paper sets out its framework for measuring the impact of its interventions using ex post impact evaluations. -
CP18/26: Claims management companies: how we propose to apply the Senior Managers and Certification Regime [pdf]
This Consultation Paper (CP) sets out the draft rules and guidance for CMCs relating to the SM&CR. The proposed rules would apply to CMCs serving customers in, or constituted under the laws of, England and Wales or Scotland. -
CP18/7: Improving the quality of pension transfer advice [pdf]
This Consultation Paper follows on from our recent publications on advising on pension transfers: in particular, CP17/16 and PS18/6.