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Showing 451 to 460 of 2126 search results for occasional papers.

  1. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

    Consultation papers Published: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  2. CP17/22: Revised Payment Services Directive (PSD2) implementation: draft authorisation and reporting forms [pdf]

    Consultation papers Published: 13/07/2017
    We are issuing a small follow-up Consultation Paper on authorisation, registration and reporting forms under the revised Payment Services Directive (PSD2).
  3. CP21/36: A new Consumer Duty: Feedback to CP21/13 and further consultation [pdf]

    Consultation papers Published: 07/12/2021
    We want to see a higher level of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers.
  4. CP17/7: Insurance Distribution Directive Implementation – Consultation Paper I [pdf]

    Consultation papers Published: 06/03/2017
    We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive.
  5. PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules [pdf]

    Policy statements Published: 25/09/2017
    This Policy Statement (PS) sets out our response to the feedback received to Consultation Paper 17/7 (CP17/7), which was the first of three consultation papers on the Insurance Distribution Directive (IDD).
  6. DP17/3: Discussion Paper on distributed ledger technology [pdf]

    Discussion papers Published: 10/04/2017
    We are launching a discussion to start a dialogue on the potential for future development of distributed ledger technology (DLT) in the markets we regulate.
  7. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

    Consultation papers Published: 31/03/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  8. CP21/32: Improving outcomes in non-workplace pensions [pdf]

    Consultation papers Published: 25/11/2021
    We are consulting on proposed rules for firms operating NWPs. Because we have found evidence of some NWP consumers finding it difficult to identify appropriate investments, or leaving large amounts of their pension pot in cash.
  9. FSA - FS10/2 [pdf]

    Feedback statements Published: 01/07/2010 Last modified: 30/05/2013
    Feedback FSA - FS10/2 - This Feedback Statement reports on the main issues arising from Discussion Paper 09/4 (Turner Review Conference Discussion Paper).
  10. FSA - CP11/26 [pdf]

    Consultation papers Published: 16/11/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/26 - The FSA's Consultation Paper CP11/26 is entitled 'Distribution of retail investments: RDR Adviser Charging - treatment of legacy assets'.