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Showing 461 to 470 of 2126 search results for occasional papers.

  1. Investment and corporate banking: prohibition of restrictive contractual clauses: CP16/31 [pdf]

    Consultation papers Published: 18/10/2016

  2. Regulatory fees and levies: policy proposals for 2017/18: CP16/33 [pdf]

    Consultation papers Published: 17/11/2016

  3. FSA - CP11/8 [pdf]

    Consultation papers Published: 10/05/2011 Last modified: 07/03/2014
    Consultation FSA - CP11/8 - The FSA's Consultation paper CP11/08 is entitled 'Data Collection: Retail Mediation Activities Return and complaints data'.

  4. FSA - PS10/2 [pdf]

    Policy statements Published: 26/02/2010 Last modified: 30/05/2013
    Policy FSA - PS10/2 - This Policy Statement PS10/2 reports on the main issues arising from Consultation Paper 09/24 and Consultation Paper 09/28 and publishes final rules.

  5. FSA - CP11/30 [pdf]

    Consultation papers Published: 14/12/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/30 - The FSA's Consultation Paper CP11/30 is entitled 'Proposed Regulatory Prudent Valuation Return'. It was published in December 2011. Comments should reach us by 14 February 2012.

  6. FSA - CP10/12 [pdf]

    Consultation papers Published: 04/06/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/12 - The FSA's Consultation paper CP10/12 is entitled ' Competence and ethics'. It was published in June 2010. Comments on all proposed amendments should reach us by 6 September 2010.

  7. FSA - DP10/1 [pdf]

    Discussion papers Published: 11/02/2010 Last modified: 30/05/2013
    Discussion FSA - DP10/1 - The FSA's Discussion paper DP10/1 is entitled 'Consumer complaints (emerging risks and mass claims)'. It was published in March 2010 and the period for responses closes on 10 June 2010.

  8. FSA - CP11/12 [pdf]

    Consultation papers Published: 22/06/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/12 - The FSA's Consultation paper CP11/12 is entitled 'Financial crime: a guide for firms'. It was published in June 2011. Comments should reach us by 21 September 2011.

  9. FSA - CP10/19 [pdf]

    Consultation papers Published: 29/07/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/19 - The FSA's Consultation paper CP10/19 is entitled 'Revising the Remuneration Code'. It was published in July 2010 and the period for consultation responses closes on 8 October 2010.

  10. FSA - CP10/13 [pdf]

    Consultation papers Published: 15/06/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/13 - The FSA's Consultation paper CP10/13 is entitled 'Tracing employers' liability insurers'. It was published in June 2010. Comments on all proposed amendments should reach us by 14 September 2010.
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