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Showing 471 to 480 of 2126 search results for occasional papers.
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FSA - CP11/10 [pdf]
Consultation FSA - CP11/10 - The FSA's Consultation paper CP11/10 is entitled 'Consumer complaints: The ombudsman award limit and changes to complaints-handling rules'. It was published in May 2011. -
FSA - CP10/20 [pdf]
Consultation FSA - CP10/20 - The FSA's Consultation paper CP10/20 is entitled 'Improving the auditor’s report on client assets'. It was published in September 2010 and the period for consultation responses closes on 31 December 2010. -
FSA - CP11/15 [pdf]
Consultation FSA - CP11/15 - The FSA's Consultation paper CP11/15 is entitled 'Client assets sourcebook'. It was published in July 2011. Comments should reach us by 29 August 2011 or 28 October 2011 as set out within. -
FSA - DP11/1 [pdf]
Discussion FSA - DP11/1 - The FSA's Discussion paper DP11/1 is entitled ' Product Intervention'. It was published in January 2011 and the period for responses closes on Friday 21 April 2011. -
FSA - CP11/16 [pdf]
Consultation FSA - CP11/16 - The FSA's Consultation Paper CP11/16 is entitled 'Recovery and Resolution Plans'. It was published in August 2011. Comments should reach us by 09 November 2011 as set out within. -
FSA - CP11/14 [pdf]
Consultation FSA - CP11/14 - The FSA's Consultation paper CP11/14 is entitled 'Auctioning of greenhouse gas emission allowances'. It was published in July 2011. Comments should reach us by 18 September 2011. -
CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]
We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
CP17/2: CASS 7A and the special administration regime review [pdf]
This consultation paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime. -
CP16/39: Quarterly Consultation Paper No. 15 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
FSA - CP13/8 Publishing information about warning notices [pdf]
Consultation FSA - CP13/8 - This consultation paper (CP) sets out our proposals on how the FCA will publish information about the subject-matter of a warning notice if it considers it to be appropriate.