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Showing 501 to 510 of 2126 search results for occasional papers.
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FSA - CP10/3 [pdf]
Consultation FSA - CP10/3 - The FSA's Consultation paper CP10/3 is entitled 'Effective corporate governance (Significant influence controlled functions and the Walker review)'. It was published in January 2010. Comments on all proposed amendments -
FSA - CP11/11 [pdf]
Consultation FSA - CP11/11 - The FSA's Consultation paper CP11/11 is entitled 'Quarterly consultation (No. 29)'. It was published in June 2011. Comments on Chapter 3 of this CP should reach us by 6 July 2011. Comments on all other chapters should -
FSA - CP10/29 [pdf]
Consultation FSA - CP10/29 - The FSA's Consultation paper CP10/29 is entitled 'Platforms: Delivering the RDR and other issues for platforms and nominee-related services'. It was published in November 2010 and the period for consultation responses -
CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]
We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
CP16/21: Quarterly Consultation Paper No. 14 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
FSA - CP10/17 [pdf]
Consultation FSA - CP10/17 - The FSA's Consultation paper CP10/17 is entitled 'Strengthening Capital Standards 3 - feedback to CP09/29, final rules for CRD2, and further consultation'. Comments on Chapters 11-13 should reach us by 23 October 2010 -
CP16/36: Regulatory reporting: retirement income data [pdf]
We are seeking views on our proposal to introduce two regulatory returns into Chapter 16 of the Supervision manual (SUP 16) to collect data about the retirement income market from providers of retirement income products. -
FSA - CP11/18 [pdf]
Consultation FSA - CP11/18 - The FSA's Consultation Paper CP11/18 is entitled 'Quarterly consultation No.30'. It was published in September 2011. Comments on Chapter 9 of this CP should reach us by 6 October 2011 and comments on Chapter 2 of this CP -
CP16/11: PSR regulatory fees 2016/17 [pdf]
In this document the PSR reports on the responses to its consultation paper CP15/44, PSR regulatory fees 2016/17 (December 2015). -
FSA - CP10/18 [pdf]
Consultation FSA - CP10/18 - The FSA's Consultation paper CP10/18 is entitled 'Implementing aspects of the Financial Services Act 2010' and publishes final rules and guidance, including a new Handbook module, the Financial Stability and Market