Search results
Showing 521 to 530 of 2126 search results for occasional papers.
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CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]
We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook. -
CP22/5: Proposed changes to allow companies to use a more up to date electronic format for their annual financial reports [pdf]
This consultation applies to issuers who follow Disclosure, Guidance and Transparency Rules (DTR) 4.1. -
DP16/2: CASS 7A and the Special Administration Regime Review [pdf]
This discussion paper seeks feedback on a number of aspects of the client assets regime, in particular regarding the client money distribution rules (CASS 7A) and their interaction with the Special Administration Regime (SAR). -
DP15/2: Transaction Costs Disclosure: Improving Transparency in Workplace Pensions [pdf]
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CP15/12: Pension Wise - recommendation policy [pdf]
We publish our consultation paper on our policy for making recommendation to the designated guidance providers and the Treasury. -
CP15/34: Regulatory fees and levies: policy proposals for 2016/17 [pdf]
This Consultation Paper (CP) sets out our proposed policy changes to how our fees will be raised from 2016/17. We are funded entirely by the fees and levies recovered from the firms we regulate – we receive no subsidies from other sources. -
CP15/31: Strengthening accountability in banking and insurance: regulatory references [pdf]
In partnership with the Prudential Regulation Authority (PRA), we are consulting on proposals for regulatory references as part of the wider package of reforms that aim to improve accountability in banks and insurers. -
CP16/1: Consequential changes to the Senior Managers Regime [pdf]
This Consultation Paper (CP) sets out how we intend to implement the consequential changes to rules and forms that will be required prior to commencement of the regime. It also examines the impact that we believe they will have upon the industry and -
CP16/15: Capping early exit pension charges [pdf]
On 19 January 2016 the Chancellor announced that the Government would introduce legislation to place a new duty on the FCA to cap early exit charges in certain pension contracts. This Consultation Paper sets out our proposals on the application and -
CP22/6: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme [pdf]
Many members of the British Steel Pension Scheme (BSPS) transferred out of it after being given unsuitable advice and have suffered financial loss as a result. We propose to implement a consumer redress scheme.