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Showing 561 to 570 of 2126 search results for occasional papers.
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FSA - CP12/8 [pdf]
Consultation FSA - CP12/8 - The FSA's Consultation Paper CP12/8 is entitled 'Changes to the Training and Competence (TC) Sourcebook'. It was published in April 2012. Comments should reach us 31 May 2012. -
FSA - CP12/21 [pdf]
Consultation FSA - CP12/21 - In this Consultation Paper, we invite comments on the proposed amendments to the FSA Handbook relating to the EU Short Selling Regulation (SSR), which applies from 1 November 2012. -
FSA - CP12/4 [pdf]
Consultation FSA - CP12/4 - The FSA's Consultation Paper CP12/4 is entitled 'Pension Transfer Value Analysis Assumptions'. It was published in February 2012. Comments should reach us by 27 March 2012. -
FSA - CP12/39 [pdf]
Consultation FSA - CP12/39 - In this paper from the Bank of England and the Financial Services Authority, we are consulting on the Prudential Regulation Authority’s (PRA’s) approach to enforcement. -
CP13/7 - Consequential Changes to the Listing Rules resulting from the BIS Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations [pdf]
This Consultation paper sets out our proposals for changes to the Listing Rules in response to new Directors’ Remuneration Reporting Regulations and Narrative Reporting Regulations. -
CP13/6 - CRD IV for Investment Firms [pdf]
This Consultation Paper sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV – a major package of reforms to the CRD, the EU’s prudential requirements regime for credit institutions and investment firms. -
Addendum to CP23/17: Rules relating to Securitisation [pdf]
Addendum to CP23/17: Rules relating to Securitisation. -
FSA - CP12/24 [pdf]
Consultation FSA - CP12/24 - This paper consults on certain proposed changes to existing regulatory rules and guidance following the introduction of the Financial Services Bill in January 2012, which will create a new framework for financial -
FSA - CP12/1 [pdf]
Consultation FSA - CP12/1 - The FSA's Consultation Paper CP12/1 is entitled Large Exposures Regime: Groups of connected clients and connected counterparties'. It was published in January 2012. Comments should reach us by 26 April 2012. -
CP13/12 - CRD IV for Investment Firms 2 - Implementation [pdf]
This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to reporting, remuneration policies and the interaction between CRD IV and AIFMD/UCITS.