Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 571 to 580 of 2126 search results for occasional papers.

  1. CP14/5 - Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD) [pdf]

    Consultation papers Published: 07/03/2014 Last modified: 05/06/2014
    This Consultation Paper forms part of our ongoing commitment to ensure the data we require firms to provide is collected appropriately.
  2. FSA - CP12/26 [pdf]

    Consultation papers Published: 03/10/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/26 - This paper consults on certain proposed changes to existing regulatory rules and guidance relating to approved persons. This follows the introduction of the Financial Services Bill (the Bill) in January 2012, which will
  3. FSA - CP12/6 [pdf]

    Consultation papers Published: 15/03/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/6 - The FSA's Consultation Paper CP12/6 is entitled 'Regulating bidding for Emissions Allowances under Phase Three of the EU Emissions Trading Scheme (ETS)'. It was published in March 2012. Comments should reach us by 19
  4. FSA - CP12/29 [pdf]

    Consultation papers Published: 01/11/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/29 - We are publishing a paper covering the disclosure rules for self-invested personal pension schemes (SIPPs) following consultation in CP12/5, and proposals for introducing inflation-adjusted Key Features Illustrations
  5. FSA - CP12/9 [pdf]

    Consultation papers Published: 30/04/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/9 - The FSA's Consultation Paper CP12/9 is entitled 'Consumer redress scheme in respect of unsuitable advice to invest in Arch cru funds'. It was published in April 2012. Comments should reach us by 31 July 2012.
  6. FSA - CP12/18 [pdf]

    Consultation papers Published: 01/08/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/18 - We are publishing this Consultation Paper (CP) to propose and consult on remuneration data reporting requirements for BIPRU firms and third country BIPRU firms. In particular, it looks at two data items: the Remuneration
  7. FSA - CP12/36 [pdf]

    Consultation papers Published: 05/12/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/36 - This Consultation Paper outlines our proposed approach to enacting recent government policy for the regulation of benchmark submission and administration in the future, with LIBOR as the first benchmark to be brought in
  8. FSA - CP12/5 [pdf]

    Consultation papers Published: 06/03/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/5 - The FSA's Consultation Paper CP12/05 is entitled 'Quarterly consultation No.32'. It was published in March 2012. Comments on Chapter 2 of this CP should reach us by 6 April 2012 and Chapters 3 to 8 of this CP should reach
  9. FCA expectations regarding funds in light of coronavirus (Covid-19)

    Firms Last modified: 14/05/2024
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).
  10. CP20/9: Driving value for money in pensions [pdf]

    Consultation papers Published: 24/06/2020
    FCA consultation on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members.