Search results
Showing 601 to 610 of 2126 search results for occasional papers.
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CP21/31: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR [pdf]
This is a joint consultation with the Bank of England, setting out our proposals to amend the framework for derivatives reporting under UK EMIR. -
CP20/8: High-risk investments: Marketing speculative illiquid securities (including speculative mini bonds) to retail investors [pdf]
We want -
CP21/20: Regulation of funeral plans - Further proposals [pdf]
We're consulting on proposals on regulated funeral plan firms and FSCS protection along with further additional proposals in relation to our regulation of funeral plans. -
CP21/30: Debt packagers: proposals for new rules [pdf]
Our proposals aim to reduce the risk that consumers get non-compliant debt advice that is biased towards debt solutions which may not meet the needs of consumers but that generate referral fees for the debt advice firm -
CP21/22: LIBOR transition and the derivatives [pdf]
We are consulting on the derivatives trading obligation (DTO) and we want to know what you think of our proposal to modify it and the liquidity analysis supporting it. -
CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks [pdf]
FCA CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks. -
CP21/26: A new UK prudential regime for MiFID investment firms [pdf]
We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive. -
CP20/16: Debt advice levy rates for 2020/21 – additional funding [pdf]
FCA CP20/16 Debt advice levy rates for 2020/21 – additional funding. -
CP20/15: Liquidity mismatch in authorised open-ended property funds [pdf]
FCA CP20/15: Liquidity mismatch in authorised open-ended property funds -
CP20/22: Regulatory fees and levies: policy proposals for 2021/22 [pdf]
We are consulting on proposed policy changes to the way we will raise FCA fees from 2021/22.