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Showing 611 to 620 of 2126 search results for occasional papers.
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CP21/28: New cancellation and variation power: Changes to the Handbook and Enforcement Guide [pdf]
We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime (IFPR), a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID). -
CP21/25: Issuing statutory notices - a new approach to decision makers [pdf]
A key part of our Transformation Programme is a fresh approach to tackling firms and individuals who do not meet the required standards. This involves streamlining our decision making and governance so we can respond more quickly. -
PS20/13: Amendments to the open banking identification requirements (eIDAS certificate) [pdf]
This Policy Statement (PS) summarises the responses we received to CP20/18: Quarterly Consultation Paper No. 29. File updated with accessibility tags -
CP20/21: Breathing Space Regulations: changes to our Handbook [pdf]
A consultation on some changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales. -
FS20/12: Intergenerational differences: summary of responses and next steps [pdf]
This feedback statement sets out our approach following the discussion paper on intergenerational differences we published last year. -
CP21/24: Diversity and inclusion on company boards and executive committees [pdf]
We are consulting on a proposal to change our Listing Rules to require in scope companies to disclose publicly in their annual financial report whether they meet specific board diversity targets relating to gender and ethnicity on a ‘comply or -
CP20/24: A new UK prudential regime for MiFID investment firms [pdf]
We seek views on the first tranche of our proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR), a new prudential regime for UK firms authorised under MiFID -
CP14/28: MIPRU Simplification
This paper sets out our proposed changes to our Handbook to make it simpler for certain mortgage firms to calculate their capital requirements. -
CP20/17: Extension of Annual Financial Crime Reporting Obligation [pdf]
We are considering extending the scope of our annual financial crime reporting obligation to include firms that carry on regulated activities that potentially pose a higher money laundering risk. -
CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England) [pdf]
CP20/11: Complaints against the Regulators (The Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England).