Search results
Showing 691 to 700 of 2126 search results for occasional papers.
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CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG) [pdf]
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PS20/4: Amendment of COBS 21.3 permitted link rules – final rules and feedback to CP18/40 [pdf]
This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules in our Conduct of Business (COBS) sourcebook. It also sets out the -
PS19/5: Brexit Policy Statement: Feedback on CP18/28, CP18/29, CP18/34, CP18/36 and CP19/2 [pdf]
In this paper, we respond to the feedback we received to our Brexit consultations, publish near-final rules and Binding Technical Standards (BTS). -
CP18/1: Aligning the Financial Services Compensation Scheme levy time period [pdf]
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CP17/38: Regulatory fees and levies: policy proposals for 2018/19 [pdf]
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FS17/4: Distributed Ledger Technology [pdf]
Feedback Statement on Discussion Paper 17/3 -
Overall responsibility and the legal function: DP16/4 [pdf]
We are launching a discussion to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime. -
CP18/11: Reviewing the funding of the Financial Services Compensation Scheme (FSCS): feedback from CP17/36, final rules and new proposals for consultation [pdf]
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CP18/20: CP18/20: Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback on our post-implementation review and proposed changes to the regulatory framework [pdf]
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CP20/10: Extending implementation deadlines for the Certification Regime and Conduct Rules [pdf]
FCA