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Showing 731 to 740 of 2126 search results for occasional papers.

  1. CP17/26: Individual accountability - extending the Senior Managers and Certification Regime to insurers [pdf]

    Consultation papers Published: 26/07/2017
    We are consulting on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.
  2. CP17/11: Implementation of the revised Payment Services Directive (PSD2) [pdf]

    Consultation papers Published: 13/04/2017
    We are consulting on our approach to applying the Payment Services Regulations 2017.
  3. CP17/25: Individual accountability - extending the Senior Managers and Certification Regime to all FCA firms [pdf]

    Consultation papers Published: 26/07/2017
    We are consulting on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.
  4. Previous DRR Phases

    Tasks for regulated firms Focus areas Published: 20/07/2018 Last modified: 10/02/2023
    Find out more about previous Digital Regulatory Reporting (DRR) pilots.
  5. CP17/35: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS): fees proposals [pdf]

    Consultation papers Published: 27/10/2017
    We are consulting on proposals for recovering the costs of establishing and running the Office for Professional Body Anti-Money Laundering Supervision (OPBAS).
  6. CP17/15: Powers in relation to LIBOR contributions [pdf]

    Consultation papers Published: 12/06/2017
    We are consulting on how we would use our compulsion powers for the London Interbank Offered Rate (LIBOR) and setting out our proposed approach to using these powers.
  7. CP17/16: Advising on Pension Transfers [pdf]

    Consultation papers Published: 21/06/2017
    We are consulting on how advice should be provided to consumers on pension transfers where consumers have safeguarded benefits, primarily for transfers from defined benefit to defined contribution pension schemes.
  8. CP17/17: Handbook changes to reflect the application of the EU Benchmarks Regulation [pdf]

    Consultation papers Published: 22/06/2017
    We are consulting on proposed changes to our Handbook to accompany the application of the EU Benchmarks Regulation (BMR) from 1 January 2017.
  9. CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service [pdf]

    Consultation papers Published: 20/08/2018
    On 1 April 2019 we will become the regulator of claims management companies (CMCs) established or serving customers, in England, Wales and Scotland. Firms that wish to continue trading from 1 April 2019 will have to register for temporary
  10. CP16/20: Rules and guidance on payment protection insurance complaints: feedback on CP15/39 and further consultation [pdf]

    Consultation papers Published: 02/08/2016 Last modified: 02/08/2016