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Showing 751 to 760 of 2126 search results for occasional papers.

  1. CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18 [pdf]

    Consultation papers Published: 16/01/2017
    In a joint consultation with the Prudential Regulation Authority, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme.

  2. CP17/18: Consultation on implementing asset management market study remedies and changes to Handbook [pdf]

    Consultation papers Published: 28/06/2017
    Following our study of the asset management market, we are consulting on changes to the way we regulate authorised fund managers. Our consultation also discusses applying equivalent provisions to similar retail investment products.

  3. CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation [pdf]

    Consultation papers Published: 01/08/2018
    The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) entered into force on 18 January 2018. Most of their provisions will come into effect on 1 January 2019. We are consulting on a number of changes to

  4. DP16/1: Ageing population and financial services [pdf]

    Discussion papers Published: 22/02/2016 Last modified: 22/02/2016

  5. FSA - FS11/1 [pdf]

    Feedback statements Published: 10/03/2011 Last modified: 30/05/2013
    Feedback FSA - FS11/1 - This joint Feedback Statement reports on the main issues arising from the joint Discussion Paper DP10/3 (Enhancing the auditor’s contribution to prudential regulation).

  6. FSA - PS10/16 [pdf]

    Policy statements Published: 19/10/2010 Last modified: 30/05/2013
    Policy FSA - PS10/16 - This Policy Statement reports on the main issues arising from Consultation Paper 10/9 Enhancing the Client Assets Sourcebook and publishes final rules.

  7. FSA - PS10/17 [pdf]

    Policy statements Published: 08/11/2010 Last modified: 30/05/2013
    Policy FSA - PS10/17 - This Policy Statement reports on the main issues arising from Consultation Paper 10/7: Taping: Removing the mobile phone exemption and publishes final rules.

  8. FSA - PS11/3 [pdf]

    Policy statements Published: 25/02/2011 Last modified: 30/05/2013
    Policy FSA - PS11/3 - This Policy Statement reports on the main issues arising from Consultation Paper 10/23: Decision Procedure and Penalties manual and Enforcement Guide review 2010.

  9. FSA - PS10/4 [pdf]

    Policy statements Published: 27/02/2010 Last modified: 30/05/2013
    Policy FSA - PS10/4 - This Policy Statement PS10/4 reports on the main issues arising from Consultation Paper 09/19 and publishes final rules.

  10. FSA - PS11/12 [pdf]

    Policy statements Published: 03/11/2011 Last modified: 30/05/2013
    Policy FSA - PS11/12 - This Policy Statement reports on the main issues arising from Consultation Paper 11/9 (Strengthening Capital Standards 3 – further consultation on CRD3) and publishes final rules.
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