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Showing 761 to 770 of 2126 search results for occasional papers.

  1. FSA - PS11/5 [pdf]

    Policy statements Published: 25/03/2011 Last modified: 30/05/2013
    Policy FSA - PS11/5 - This Policy Statement reports on the main issues arising from Consultation Paper 10/20 Improving the auditor’s report on client assets and publishes final rules.

  2. FSA - PS10/14 [pdf]

    Policy statements Published: 24/09/2010 Last modified: 30/05/2013
    Policy FSA - PS10/14 - This Policy Statement reports on the main issues arising from Consultation Paper 09/30 (Capital planning buffers) and publishes final rules.

  3. CP16/32: Handbook changes to reflect the introduction of the Lifetime ISA [pdf]

    Consultation papers Published: 16/11/2016
    We are consulting on proposals to introduce a Lifetime Individual Savings Account (LISA) and the changes required to our Handbook rules.

  4. CP17/13: Fourth money laundering directive and fund transfer regulation implementation (DEPP and EG) [pdf]

    Consultation papers Published: 12/06/2017
    We are consulting on our proposals to ensure that our guidance, policies and procedures relating to the use of our powers under the new money laundering regulations are up to date, effective and proportionate.

  5. CP17/3: Proposed Handbook changes to reflect the new regulatory framework for Insurance Linked Securities [pdf]

    Consultation papers Published: 31/01/2017
    We are consulting on our proposals for the changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation.

  6. CP15/36: Future regulatory treatment of CCA regulated first charge mortgages [pdf]

    Consultation papers Published: 06/11/2015 Last modified: 06/11/2015

  7. CP16/16: Minor Handbook changes related to mortgage borrowers with a payment shortfall [pdf]

    Consultation papers Published: 10/06/2016 Last modified: 10/06/2016

  8. FSA - PS10/15 [pdf]

    Policy statements Published: 24/09/2010 Last modified: 30/05/2013
    Policy FSA - PS10/15 - This Policy Statement reports on the main issues arising from Consultation Paper 10/3 Effective corporate governance (Significant influence controlled functions and the Walker Review) and publishes final rules.

  9. FSA - PS11/18 [pdf]

    Policy statements Published: 09/12/2011 Last modified: 30/05/2013
    Policy FSA - PS11/18 - This Policy Statement reports on the main issues arising from Consultation Paper 11/17 (FSA Regulation of credit unions in Northern Ireland) and publishes near-final rules.

  10. FSA - PS10/21 [pdf]

    Policy statements Published: 17/12/2010 Last modified: 30/05/2013
    Policy FSA - PS10/21 - This Policy Statement reports on the main issues arising from Consultation Paper CP10/27 Implementing CRD3 requirements on the disclosure of remuneration and publishes final rules.
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