Search results
Showing 781 to 790 of 2126 search results for occasional papers.
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FSA - FG10/2 [pdf]
This paper focuses on the IPRE asset class, and comments within this document should be considered in that regard. It is not our intention that the contents be considered guidance for other asset classes. -
CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR) [pdf]
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CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance [pdf]
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CP16/6: Complaints against the Regulators [pdf]
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CP16/38: Proposed changes to DTR 2.5 on delay in disclosure of inside information [pdf]
This is an open consultation on proposed amendments to the FCA Handbook to ensure we comply with ESMA’s Guidelines. -
DP15/7: Our approach to SMEs as users of financial services [pdf]
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CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance [pdf]
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CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]
We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook. -
FSA - GC11/17 [pdf]
This paper is the next of a series issued by the FSA to assist firms and supervisors in understanding, assessing and enhancing the adequacy and effectiveness of operational risk (OR) frameworks used by firms to implement the standardised approach -
CP15/17: Capital resources requirements for Personal Investment Firms (PIFs) [pdf]