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Showing 801 to 810 of 2126 search results for occasional papers.
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CP15/20: Investing in authorised funds through nominees [pdf]
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CP15/21: Reform of the legacy Credit Unions [pdf]
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CP18/30: EU Securitisation Regulation Implementation (DEPP and EG) [pdf]
The EU Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 17 January 2018. Most of their provisions will come into force on 1 January 2019. We are consulting on a number of changes to -
PS16/21: Increasing transparency and engagement at renewal in general insurance markets [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance. -
CP15/4: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers [pdf]
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CP14/30 Improving complaints handling [pdf]
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FSA - GC11/22 [pdf]
Some firms and trade associations have been designing and piloting simplified advice processes, and have talked to us about the issues they have faced. To assist the industry in their wish to offer simplified advice services, this guidance -
CP16/9: FCA regulated fees: rates proposals 2016/17 [pdf]
This CP covers the proposed 2016/17 regulatory fees and levies for the Financial Conduct Authority, Financial Ombudsman Service and Money Advice Service. -
CP16/27: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]
We are consulting on applying our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (relevant authorised persons - RAPs) and insurance -
CP14/27 - Quarterly consultation No.7 [pdf]