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Showing 861 to 870 of 2126 search results for occasional papers.

  1. CP15/8: Quarterly Consultation No.8 [pdf]

    Consultation papers Published: 06/03/2015 Last modified: 06/03/2015
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  2. CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II [pdf]

    Consultation papers Published: 27/03/2015 Last modified: 14/09/2015
    We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers.

  3. CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation [pdf]

    Consultation papers Published: 22/04/2016 Last modified: 22/04/2016
    We are consulting on proposed changes to the Decision Procedure and Penalties Manual and the Enforcement Guide to set out how we will enforce the Market Abuse Regulation.

  4. PS15/18: FCA Competition Concurrency Guidance and Handbook amendments: Feedback on CP15/01, finalised guidance and rules [pdf]

    Policy statements Published: 15/07/2015 Last modified: 15/07/2015
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/01 FCA Competition Concurrency Guidance and Handbook amendments.

  5. CP15/1 - FCA Competition Concurrency Guidance and Handbook amendments [pdf]

    Consultation papers Published: 15/01/2015 Last modified: 15/01/2015
    We are consulting on procedural guidance relating to the competition powers we will get on 1 April 2015 and minor amendments to the FCA Handbook.

  6. PS15/14: Restrictions on the retail distribution of regulatory capital instruments [pdf]

    Policy statements Published: 12/06/2015 Last modified: 12/06/2015
    In this paper we set out the rules we are implementing following our consultation on restrictions on the retail distribution of regulatory capital instruments (contingent convertible securities (CoCos) and mutual society shares).

  7. CP15/32: Smarter Consumer Communications: Removing ineffective disclosure requirements in our Handbook [pdf]

    Consultation papers Published: 22/10/2015 Last modified: 22/10/2015
    We are consulting to remove a number of disclosure requirements which we identified as not being effective in terms of informing consumers about a product or service and to reduce the regulatory burden on firms. This reflects our commitment to

  8. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals – Feedback on FCA CP14/13 / PRA CP14/14 and consultation on additional guidance [pdf]

    Consultation papers Published: 16/03/2015 Last modified: 14/09/2015

  9. CP14/2 - Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules [pdf]

    Consultation papers Published: 30/01/2014 Last modified: 30/01/2014

  10. CP14/7 - Consumer credit interim permission fees for local authorities [pdf]

    Consultation papers Published: 29/05/2014 Last modified: 29/05/2014
    We are consulting on amending our rules on fees for local authorities.
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