Search results
Showing 881 to 890 of 2126 search results for occasional papers.
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CP13/4 - Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting [pdf]
We are consulting on some aspects of how to apply rules from our Retail Distribution Review. -
CP13/16 - Competition in the market for services provided by a Recognised Investment Exchange: proposed amendments to REC [pdf]
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CP14/4 - Quarterly consultation No.4 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
AI: Moving from fear to trust
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services. -
CP15/10: Strengthening accountability in banking: UK branches of foreign banks [pdf]
We are consulting on proposals to apply the new individual accountability regime for banks, building societies, credit unions and PRA-designated investment firms (relevant authorised persons) to individuals working in UK branches of foreign banks -
FSA - CP12/35 [pdf]
Consultation FSA - CP12/35 - We are consulting on when and how the Financial Conduct Authority (FCA) may make temporary product intervention rules. -
FSA - PS12/7 [pdf]
Policy FSA - PS12/7 - This Policy Statement reports on the main issues arising from Consultation Paper 11/30 (Proposed Regulatory Prudent Valuation Return) and publishes final rules. -
FSA - PS12/19 [pdf]
Policy FSA - PS12/19 - This Policy Statement (PS) is a response to the main issues arising from Consultation Paper 12/12, Short Selling Regulation – Handbook changes. -
FSA - PS12/10 [pdf]
Policy FSA - PS12/10 - This Policy Statement reports on the main issues arising from our Consultation Paper 11/29 – ‘Deposit protection: raising consumer awareness’ – and publishes final rules. -
CP14/8 - Quarterly consultation No.5 [pdf]
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.