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Showing 901 to 910 of 2126 search results for occasional papers.

901. CP13/18 - Quarterly consultation No.3 [pdf]

     Consultation papers Published: 06/12/2013 Last modified: 06/12/2013
     Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

902. CP14/6 - FCA Regulated fees and levies: Rates proposals 2014/15 [pdf]

     Consultation papers Published: 31/03/2014 Last modified: 05/06/2014
     We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service.

903. Accessibility service

     Last modified: 18/12/2020
     The FCA wants to make it easy for you to communicate with them effectively. It offers a range of accessibility services.

904. FSA - PS12/3 [pdf]

     Policy statements Published: 27/02/2012 Last modified: 12/09/2014
     Policy FSA - PS12/3 - This Policy Statement reports on the main issues arising from Consultation Paper 11/26 (Distribution of retail investments: RDR Adviser Charging – treatment of legacy assets) and publishes final guidance.

905. FSA - PS12/5 [pdf]

     Policy statements Published: 22/03/2012 Last modified: 30/05/2013
     Policy FSA - PS12/5 - This Policy Statement reports on the main issues arising from Consultation Paper 11/25 (Distribution of Retail Investments: RDR Adviser Charging and Solvency II disclosures) and publishes final rules.

906. PS13/6 - FCA regulated fees and levies 2013/14 - Including feedback on CP13/1 and ‘made rules’ [pdf]

     Policy statements Published: 28/06/2013 Last modified: 28/06/2013
     In this Policy Statement we report on the main issues arising from Consultation Paper 13/1 (FCA Regulated fees and levies: Rates proposals 2013/14) and publish the final rules.

907. FSA - PS12/9 [pdf]

     Policy statements Published: 25/05/2012 Last modified: 30/05/2013
     Policy FSA - PS12/9 - This Policy Statement reports on the main issues arising from our Consultation Paper 11/28 – 'UK implementation of Amending Directive 2010/73/EU' – and publishes a draft statutory instrument and FSA near-final rules.

908. FSA - PS12/23 [pdf]

     Policy statements Published: 14/12/2012 Last modified: 30/05/2013
     Policy FSA - PS12/23 - This Policy Statement summarises feedback received in relation to Part I of Consultation Paper 12/22 (CP12/22) and publishes final rules making changes required under the European Market Infrastructure Regulation (EMIR).

909. FSA - PS12/13 [pdf]

     Policy statements Published: 27/07/2012 Last modified: 30/05/2013
     Policy FSA - PS12/13 - We are publishing this Policy Statement to summarise the responses received and policy conclusions reached in relation to Consultation Paper CP11/19 (Financial resources requirements for recognised bodies). We also present our

910. CP13/14 - Regulatory fees and levies: policy proposals for 2014/15 [pdf]

     Consultation papers Published: 31/10/2013 Last modified: 31/10/2013
     This CP sets out our proposed policy changes to our fee and levy regimes. We are funded entirely by the fees and levies recovered from the firms we regulate – we receive no subsidies from other sources.