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Showing 991 to 1000 of 2126 search results for occasional papers.

  1. CP16/18: Changes to Handbook disclosure rules to reflect the direct application of PRIIPs Regulation [pdf]

    Consultation papers Published: 18/07/2016 Last modified: 18/07/2016
    The current regulatory disclosure requirements applicable to retail investment firms (including investment fund managers) are detailed in the FCA Handbook. This will change on 31 December 2016 when the Packaged Retail and Insurance-based Investment

  2. FSA - CP13/1 FSCS Funding Model Review - feedback on CP12/16 and further consultation [pdf]

    Consultation papers Published: 18/01/2013 Last modified: 30/05/2013
    Consultation FSA - CP13/1 - In this paper we summarise the feedback to CP12/16, FSCS Funding Model Review (July 2012), and our response. We also confirm the final rules except in one area (relating to the funding of costs that exceed FCA FSCS

  3. REP data items FAQs

    Published: 04/03/2016 Last modified: 21/04/2023
    REP data items FAQs

  4. Building better foundations in AI

    Speeches Published: 24/01/2023 Last modified: 24/01/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at The Alan Turing Institute’s Framework for Responsible Adoption of Artificial Intelligence in the Financial Services Industry event.

  5. Handbook Release 116 - Summary [pdf]

    Handbook Published: 12/08/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 116. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  6. Handbook Release 115 - Summary [pdf]

    Handbook Published: 20/07/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  7. Handbook Release 117 - Summary [pdf]

    Handbook Published: 12/09/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 117. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  8. Handbook Release 118 - Summary [pdf]

    Handbook Published: 17/10/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 118. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  9. Handbook Release 109 - Summary [pdf]

    Handbook Published: 03/02/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 109. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  10. Global Financial Innovation Network (GFIN)

    Tasks for regulated firms Focus areas Published: 31/01/2019 Last modified: 15/02/2023
    The GFIN is a network of international organisations committed to supporting financial innovation in the interests of consumers.
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