Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 61 to 70 of 84 search results for orderly wind down of LIBOR.

  1. Catching a falling knife: an analysis of circuit breakers in UK equity markets

    Research insights Published: 03/08/2017 Last modified: 03/08/2017
    Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction.

  2. FCA outcomes and metrics

    Data Published: 02/04/2022 Last modified: 01/07/2024
    The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

  3. 15 month suspended sentence for director of debt management firm

    News stories Published: 28/04/2016 Last modified: 28/04/2016
    The restriction took effect on 21 May 2014. Mr Hall also agreed to the FCA’s request to wind down the firms in an orderly manner and to focus on returning

  4. Second consultation on new prudential regime for UK investment firms

    News stories Published: 19/04/2021 Last modified: 19/04/2021
    The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business.

  5. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  6. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  7. Wealth Management Association (formerly APCIMS) speech

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. FCA publishes first consultation on new prudential regime for UK investment firms

    News stories Published: 14/12/2020 Last modified: 14/12/2020
    The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

  9. Evolving the FCA's approach to markets regulation

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 03/08/2023
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the