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Showing 5912 to 5921 of 19302 search results for our Brexit.

  1. Teng Sun Global

    Warnings Published: 22/07/2020 Last modified: 22/07/2020
    Teng Sun Global is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. Website project update

    News stories Published: 30/11/2015 Last modified: 30/11/2015
    Over the next few months we will be adding to the firms section, improving the navigation and the search function, highlighting particular areas of interest to our users. ... This includes rolling out our new approach to the content and design – making
  3. Waterman Associates

    Warnings Published: 14/12/2009 Last modified: 12/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  4. FSA - FG11/4 [pdf]

    Finalised guidance Published: 01/03/2011 Last modified: 20/10/2014
    This letter summarises the key points we discussed during a series of seminars on governance, hosted by our Retail Firms Division (RFD) during October/November 2010. Please share this letter with your Board and consider the issues raised in it.
  5. FSA - FG11/7 [pdf]

    Finalised guidance Published: 11/04/2011 Last modified: 20/10/2014
    During the course of the two rounds of our reverse stress-testing surgeries – which were held in April/May and September/October 2010 for firms that are subject to our requirements about reverse stress-testing – a large number of issues were
  6. FSA - GC10/4 [pdf]

    Guidance consultations Published: 05/10/2010 Last modified: 11/07/2016
    Chi-X is launching trading in a new type of instrument on 8 November 2010 – centrally cleared contracts for difference (ccCFDs). These new instruments fall under our transaction reporting regime as the underlying instruments to these CFDs are all
  7. FSA - GC11/8 [pdf]

    Guidance consultations Published: 02/03/2011 Last modified: 11/07/2016
    During the course of the two rounds of our reverse stress-testing surgeries – which were held in April/May and September/October 2010 for firms that are subject to our requirements about reverse stress-testing – a large number of issues were
  8. INVESTING-OPTIONS.COM

    Warnings Published: 11/04/2022 Last modified: 11/04/2022
    INVESTING-OPTIONS.COM is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. CP17/32: Quarterly Consultation Paper No. 18 [pdf]

    Consultation papers Published: 01/09/2017
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  10. CP17/18: Consultation on implementing asset management market study remedies and changes to Handbook [pdf]

    Consultation papers Published: 28/06/2017
    Following our study of the asset management market, we are consulting on changes to the way we regulate authorised fund managers. Our consultation also discusses applying equivalent provisions to similar retail investment products.