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Showing 5922 to 5931 of 19302 search results for our Brexit.

  1. PS17/18: CASS 7A and the special administration regime review [pdf]

    Policy statements Published: 25/07/2017
    This Policy Statement summarises the feedback we received to our consultation on aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime.
  2. PS17/8: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]

    Policy statements Published: 03/05/2017
    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance
  3. CP17/13: Fourth money laundering directive and fund transfer regulation implementation (DEPP and EG) [pdf]

    Consultation papers Published: 12/06/2017
    We are consulting on our proposals to ensure that our guidance, policies and procedures relating to the use of our powers under the new money laundering regulations are up to date, effective and proportionate.
  4. First Urban Bank

    Warnings Published: 19/10/2022 Last modified: 19/10/2022
    First Urban Bank is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. DEFI KOIN MARKET

    Warnings Published: 01/11/2022 Last modified: 01/11/2022
    DEFI KOIN MARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. How to organise a COO

    Speeches Published: 08/02/2023 Last modified: 08/02/2023
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Armstrong Wolfe COO Summit 2023
  7. TESLA INVESTMENT X

    Warnings Published: 11/06/2024 Last modified: 11/06/2024
    TESLA INVESTMENT X is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. TF Global Limited

    Warnings Published: 21/10/2022 Last modified: 26/10/2022
    TF Global Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. NET-TRADERSFX LTD

    Warnings Published: 05/07/2022 Last modified: 05/07/2022
    NET-TRADERSFX LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. BEYOND OPTION FX

    Warnings Published: 08/07/2022 Last modified: 08/07/2022
    BEYOND OPTION FX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.