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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
FSA - FG11/6 [pdf]
We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate reserving, and its potential effect on pricing, in the sector, and creating potential pressures within -
GC16/2: Proposal to issue guidance on the FCA’s view of enforcing security under the Consumer Credit Act 1974 [pdf]
We invite views on the proposal to issue guidance, which explains how we will interpret provisions of the Consumer Credit Act 1974 (CCA) regarding the enforcement of security in relation to a regulated credit agreement or a regulated consumer hire -
PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements [pdf]
This policy statement summarises and gives our response to feedback to CP16/4: Loan-based crowdfunding platforms and segregation of client money and CP16/5: FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the -
FSA - GC11/23 [pdf]
This paper sets out our view about payment for order flow (PFOF) arrangements. We define PFOF as an arrangement whereby a broker receives payment from market makers, in exchange for sending order flow to them. -
FSA - GC11/7 [pdf]
We are writing to all general insurance firms with our concerns about how current market conditions are increasing the risks of inadequate pricing and reserving in the sector, and creating potential pressures within firms’ reserving governance -
FSA - GC11/20 [pdf]
During our RDR roadshows we were asked specific questions about the changes and what firms are required to do. We publish some of these FAQs to further clarify our rules and our expectations of firms post-RDR. -
FSA - CP13/8 Publishing information about warning notices [pdf]
Consultation FSA - CP13/8 - This consultation paper (CP) sets out our proposals on how the FCA will publish information about the subject-matter of a warning notice if it considers it to be appropriate. -
FSA - PS11/6 [pdf]
Policy FSA - PS11/6 - This Policy Statement reports on the main issues arising from our proposals on implementing CMAR on GABRIEL for CASS medium and large firms in Consultation Paper 11/4 (The Client Money and Asset Return (CMAR). -
CP17/28: Financial Advice Market Review (FAMR): implementation Part II and insistent clients [pdf]
Consultation on proposed changes to our rules and guidance on assessing creditworthiness in consumer credit. -
CP17/15: Powers in relation to LIBOR contributions [pdf]
We are consulting on how we would use our compulsion powers for the London Interbank Offered Rate (LIBOR) and setting out our proposed approach to using these powers.