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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
PS15/29: Strengthening accountability in banking: Final amendments (including feedback on CP14/13) to the Decision Procedure and Penalties Manual and the Enforcement Guide [pdf]
In this Policy Statement we report on the main enforcement issues for the FCA arising from Consultation Paper FCA CP14/13/PRA CP14/14 Strengthening accountability in banking: a new regulatory framework for individuals. We also publish our final -
CP16/12: Secondary annuity market – proposed rules and guidance [pdf]
This Consultation Paper seeks views on our proposed new rules and guidance for the secondary annuity market, which is due to start in April 2017. -
FCA Decision Notice 2013: Bayliss & Co (Financial Services) Limited [pdf]
This decision notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. Our view is that a withdrawal should be imposed. -
Decision Notice 2023: Toni Fox [pdf]
This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed. -
MEISTRGOLD / meistrgold.com
MEISTRGOLD / meistrgold.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Christopher Woolard’s statement welcoming the IDWG recommendations
On 15 June 2018 we received the report of recommendations from the Institutional Disclosure Working Group (IDWG). The IDWG has now also published a summary of their recommendations. -
PANTERRA INVESTMENTS
PANTERRA INVESTMENTS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
The Trading Environment
The Trading Environment is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
SilverFx Investment
SilverFx Investment is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
FX LIFESTYLE TRADE
FX LIFESTYLE TRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.