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Showing 6152 to 6161 of 19305 search results for our Brexit.

  1. PS15/29: Strengthening accountability in banking: Final amendments (including feedback on CP14/13) to the Decision Procedure and Penalties Manual and the Enforcement Guide [pdf]

    Policy statements Published: 09/12/2015 Last modified: 16/12/2015
    In this Policy Statement we report on the main enforcement issues for the FCA arising from Consultation Paper FCA CP14/13/PRA CP14/14 Strengthening accountability in banking: a new regulatory framework for individuals. We also publish our final
  2. CP16/12: Secondary annuity market – proposed rules and guidance [pdf]

    Consultation papers Published: 21/04/2016 Last modified: 21/04/2016
    This Consultation Paper seeks views on our proposed new rules and guidance for the secondary annuity market, which is due to start in April 2017.
  3. FCA Decision Notice 2013: Bayliss & Co (Financial Services) Limited [pdf]

    Decision notices Published: 23/05/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. Our view is that a withdrawal should be imposed.
  4. Decision Notice 2023: Toni Fox [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.
  5. MEISTRGOLD / meistrgold.com

    Warnings Published: 26/07/2024 Last modified: 26/07/2024
    MEISTRGOLD / meistrgold.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. Christopher Woolard’s statement welcoming the IDWG recommendations

    Statements Published: 05/07/2018 Last modified: 05/07/2018
    On 15 June 2018 we received the report of recommendations from the Institutional Disclosure Working Group (IDWG). The IDWG has now also published a summary of their recommendations.
  7. PANTERRA INVESTMENTS

    Warnings Published: 08/04/2024 Last modified: 08/04/2024
    PANTERRA INVESTMENTS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. The Trading Environment

    Warnings Published: 08/12/2023 Last modified: 08/12/2023
    The Trading Environment is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. SilverFx Investment

    Warnings Published: 12/06/2023 Last modified: 12/06/2023
    SilverFx Investment is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. FX LIFESTYLE TRADE

    Warnings Published: 13/03/2023 Last modified: 13/03/2023
    FX LIFESTYLE TRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.