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Showing 6362 to 6371 of 19307 search results for our Brexit.

  1. FSA - CP12/36 [pdf]

    Consultation papers Published: 05/12/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/36 - This Consultation Paper outlines our proposed approach to enacting recent government policy for the regulation of benchmark submission and administration in the future, with LIBOR as the first benchmark to be brought in
  2. CP13/13 - The FCA’s regulatory approach to crowdfunding (and similar activities) [pdf]

    Consultation papers Published: 24/10/2013 Last modified: 24/10/2013
    This consultation paper (CP) is one of a series of consultation papers that will determine our approach to the regulation of consumer credit activities – this will include responsibility for regulating ‘loan-based crowdfunding’, also known as
  3. PS13/10 - CRD IV for Investment Firms [pdf]

    Policy statements Published: 13/12/2013 Last modified: 03/01/2014
    We have consulted on our proposed changes to the FCA Handbook arising from the transposition of CRD IV. We are now setting out our feedback to the responses we received to our consultations – in CPs 13/6, 13/9 (Chapter 16) and 13/12 (together the
  4. TR14/9 - Commercial insurance intermediaries - Conflicts of interest and intermediary remuneration [pdf]

    Thematic reviews Published: 27/05/2014 Last modified: 27/05/2014
    This report summarises the findings of our thematic review which looked into whether insurance intermediaries serving small to medium-sized enterprises (SMEs) are able to effectively identify and mitigate conflicts of interest arising from their
  5. PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime [pdf]

    Policy statements Published: 16/05/2014 Last modified: 16/05/2014
    On 2 May 2014 we published the final rules resulting from our work to enhance the effectiveness of the Listing Regime. In this PS we provide those rules and also provide feedback on the responses received to CP13/15.
  6. TRADEX / TRADE X

    Warnings Published: 23/08/2023 Last modified: 23/08/2023
    TRADEX / TRADE X is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. SUREFXT / surefxt.com

    Warnings Published: 08/10/2023 Last modified: 08/10/2023
    SUREFXT / surefxt.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. UNT Forex Trade

    Warnings Published: 19/01/2024 Last modified: 19/01/2024
    UNT Forex Trade is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. REMY & ASSOCIATES LLP

    Warnings Published: 19/07/2024 Last modified: 19/07/2024
    REMY & ASSOCIATES LLP is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. CRYPTO BIT HOMES

    Warnings Published: 06/12/2023 Last modified: 06/12/2023
    CRYPTO BIT HOMES is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.